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Kenneth Raymond Starnes

CRD# 1916754·Registered 1989 - 1996
Barred: Kenneth Raymond Starnes was barred by the SEC and is not permitted to conduct business in the covered capacity.

Professional Summary

Kenneth Raymond Starnes, who also goes by Ken Starnes, was a registered financial advisor. Kenneth was a previously registered financial professional and started their career in finance 1989 - 1996. Kenneth had worked at 4 firms and has passed the Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Ken Starnes

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

33 years in the financial services industry

Current & Past Employments

MERIT CAPITAL ASSOCIATES, INC.·CRD# 30576
BD
Westport, CT
May 6, 1996 - June 21, 1996
SECURITIES SERVICE NETWORK, LLC·CRD# 13318
BD
Knoxville, TN
October 3, 1995 - December 22, 1995
KEOGLER, MORGAN & COMPANY, INC.·CRD# 16546
BD
Atlanta, GA
November 18, 1994 - October 26, 1995
BANC OF AMERICA INVESTMENT SERVICES, INC.·CRD# 16361
BD
Boston, MA
January 11, 1989 - January 23, 1990

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Current Firm

MC
MERIT CAPITAL ASSOCIATES, INC.

MERIT CAPITAL ASSOCIATES, INC.

CRD#: 30576 / SEC#: 8-45013
BD
Terminated by SEC on 02/09/2002

Contact Information

Established

Connecticut since 07/16/1992

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
NEWTON, RUSSELL WILLIAMCHAIRMAN & CFO1033369
RYAN, BRUCE CHARLESPRESIDENT408083
FITZPATRICK, ROBERTSECRETARY842159

Disclosures

Regulatory Event

16

Arbitration

15

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 1994About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Nov 1994About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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