Dari D. Rachedi

NWF ADVISORY SERVICES | Financial Advisor

Laguna Niguel, CA

Some features on this profile are disabled

CRD#: 1916745

Professional summary

Dari Dariush Rachedi, AIF®, who also goes by Dari Dariush Rashedi, Dari Rashedi, is a registered financial advisor currently at NWF ADVISORY SERVICES INC located in Laguna Niguel, California and OSAIC WEALTH, INC. located in Laguna Niguel, California.

Dari is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1989. Dari has worked at 10 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Dari Dariush Rashedi | Dari Rashedi

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dari Dariush Rachedi's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Current

October 5, 2017 - Present

NWF ADVISORY SERVICES INC

RIA

CRD#: 110410

Laguna Niguel, CA

Current

October 2, 2017 - Present

OSAIC WEALTH, INC.

Office #1: 29306 Alfieri Street, Laguna Niguel, CA 92677

RIA

CRD#: 23131

Laguna Niguel, CA

Past

October 2, 2017 - October 19, 2017

OSAIC WEALTH, INC.

RIA

CRD#: 23131

ORANGE, CA

Past

April 7, 2006 - September 29, 2017

VOYA FINANCIAL ADVISORS, INC.

RIA

CRD#: 2882

ORANGE, CA

Past

December 14, 2005 - September 29, 2017

VOYA FINANCIAL ADVISORS, INC.

CRD#: 2882

ORANGE, CA

Past

October 31, 2005 - November 25, 2005

OSAIC SERVICES, INC.

CRD#: 133763

SCOTTSDALE, AZ

Past

October 17, 2000 - October 31, 2005

SUNAMERICA SECURITIES, INC.

CRD#: 20068

PHOENIX, AZ

Past

January 27, 1994 - October 25, 2000

MUTUAL SERVICE CORPORATION

CRD#: 4806

BOSTON, MA

Past

August 23, 1993 - January 1, 1994

RAYMOND-MARTIN FINANCIAL INC.

CRD#: 28492

Past

July 23, 1990 - May 11, 1993

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

NEW YORK, NY

Past

July 23, 1990 - May 11, 1993

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

SPRINGFIELD, MA

Past

April 18, 1989 - June 5, 1990

INTERFIRST CAPITAL CORPORATION

CRD#: 7659

LOS ANGELES, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

NWF ADVISORY SERVICES INC

AFP ADVISORY SERVICES INC | NWF ADVISORY SERVICES INC

CRD#: 110410 / SEC#: 801-55681

RIA

Registered Investment Advisory firm - (6/30/1998 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(10/2/2017)

IAR

California
(10/5/2017)

Vermont
(7/31/2019)

Washington
(11/27/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/24/2006

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/28/1991

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/15/1989

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

NWF ADVISORY SERVICES INC

AFP ADVISORY SERVICES INC | NWF ADVISORY SERVICES INC

CRD#: 110410 / SEC#: 801-55681

RIA

Registered Investment Advisory firm - (6/30/1998 Approved)

PREMIUM

Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.

Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.

Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

11835 W Olympic Blvd Ste 1155 E., Los Angeles, CA 90064

Mailing Address

Phone number

(310) 475-5854

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (24 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

NWF ADV PART 2 A 2024 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	11,979
AUM (Assets Under Management)	$ 3,824,876,751

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

xxxxxxx

Similar Advisors

Guy Peel

OSAIC WEALTH, INC.

IAR

Helena, MT

Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

IAR

Estero, FL

Steven Barnes

BARNES WEALTH MANAGEMENT GROUP

IAR

BAKERSFIELD, CA

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Dari D. Rachedi

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dari Dariush Rachedi's CRS (Customer Relationship Summary).

Certified licenses

Experience

NWF ADVISORY SERVICES INC

OSAIC WEALTH, INC.

OSAIC WEALTH, INC.

VOYA FINANCIAL ADVISORS, INC.

VOYA FINANCIAL ADVISORS, INC.

OSAIC SERVICES, INC.

SUNAMERICA SECURITIES, INC.

MUTUAL SERVICE CORPORATION

RAYMOND-MARTIN FINANCIAL INC.

METROPOLITAN LIFE INSURANCE COMPANY

MSI FINANCIAL SERVICES, INC.

INTERFIRST CAPITAL CORPORATION

Primary Firm SEC Registration

NWF ADVISORY SERVICES INC

State Registrations and Notice Filings

Exams

Series 65

Date: 3/24/2006

Series 63

Date: 2/28/1991

SIE

Date: 10/1/2018

Series 7

Date: 4/15/1989

FINRA

Current Firm

NWF ADVISORY SERVICES INC

Contact information

SEC notice filing (24 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

NWF ADVISORY SERVICES INC

TRUST BUT VERIFY

Contact information

Similar Advisors