Sean W. Stinger
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sean Warren Stinger was a registered financial professional .
Sean is a previously registered financial professional and started their career in finance in 1992. Sean had worked at 4 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 16, 2011 - February 1, 2017
KING RIDGE ASSET MANAGEMENT LLC
August 6, 2008 - June 21, 2010
FOGEL CAPITAL MANAGEMENT INC
November 3, 1992 - July 19, 1993
MCLAUGHLIN CAPITAL MARKETS, INC.
April 16, 1992 - October 27, 1992
CIBC WORLD MARKETS CORP.
State Registrations and Notice Filings
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Exams
Current Firm
KING RIDGE ASSET MANAGEMENT LLC
CRD#: 108761 / SEC#: 801-57379
Contact information
Red Flags
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