Alvin K. Fortner
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Alvin Kerry Fortner, who also goes by Kerry Fortner, was a registered financial professional .
Alvin is a previously registered financial professional and started their career in finance in 1989. Alvin had worked at 12 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 15, 2012 - October 4, 2012
BROOKLINE GROUP, LLC
October 14, 2010 - May 9, 2012
GLOBAL HUNTER SECURITIES, LLC
June 8, 2007 - October 18, 2010
CROWELL, WEEDON & CO.
August 5, 2004 - October 18, 2010
CROWELL, WEEDON & CO.
August 17, 2001 - June 25, 2004
ROTH CAPITAL PARTNERS, LLC
May 16, 2001 - June 25, 2004
ROTH CAPITAL PARTNERS, LLC
May 2, 2001 - May 21, 2001
WELLS FARGO INVESTMENTS, LLC
April 3, 1998 - May 2, 2001
WELLS FARGO SECURITIES INC.
March 8, 1995 - March 27, 1998
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 31, 1993 - November 23, 1994
CITIGROUP GLOBAL MARKETS INC.
May 7, 1993 - July 31, 1993
LEHMAN BROTHERS INC.
October 4, 1991 - June 1, 1993
SUTRO & CO. INCORPORATED
November 2, 1989 - October 7, 1991
PRUDENTIAL EQUITY GROUP, LLC
February 14, 1989 - November 9, 1989
FIRST EAGLE, INC.
State Registrations and Notice Filings
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Exams
Current Firm
BROOKLINE GROUP, LLC
CRD#: 153587 / SEC#: , 8-68555
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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