John A. Shalvey
Professional summary
John Arthur Shalvey was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
John is a previously registered financial professional and started their career in finance in 1989. Prior to being barred, John had worked at 4 firms, which includes THE INVESTMENT CENTER INC., ALLES INVESTMENTS INC., JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY, SIGNATOR INVESTORS INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 5, 1995 - October 26, 2005
THE INVESTMENT CENTER, INC.
March 25, 1993 - December 31, 1994
ALLES INVESTMENTS, INC.
February 8, 1989 - March 3, 1993
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
February 8, 1989 - March 3, 1993
SIGNATOR INVESTORS, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
THE INVESTMENT CENTER, INC.
CRD#: 17839 / SEC#: , 8-35826
Contact information
FINRA licenses (1 States and Territories)
Documents
Disclosures
| Regulatory Event | 8 |
| Arbitration | 5 |
Red Flags
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