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JT

James Harold Talley

CFP®
CRD# 1915918·Registered 1989 - 2022
Previously Registered: Being a previously registered professional could mean that James is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

James Harold Talley, CFP®, who also goes by Jim Talley, was a registered financial advisor. James was a previously registered financial professional and started their career in finance 1989 - 2022. James had worked at 3 firms and has passed the Series 63, SIE and Series 6 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Jim Talley

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Credentials

CFP®
Certified Financial PlannerSince 1990

Years of Experience

37 years in the financial services industry

Current & Past Employments

AVANTAX ADVISORY SERVICES·CRD# 104556
RIA
Duncanville, TX
June 21, 2017 - December 31, 2022
AVANTAX INVESTMENT SERVICES, INC.·CRD# 13686
BD
Duncanville, TX
March 25, 1998 - December 31, 2022
PFS INVESTMENTS INC.·CRD# 10111
BD
Duluth, GA
September 25, 1997 - March 25, 1998
AVANTAX INVESTMENT SERVICES, INC.·CRD# 13686
BD
Dallas, TX
March 22, 1989 - September 5, 1997

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Current Firm

AA
AVANTAX ADVISORY SERVICES

1ST GLOBAL ADVISORY SERVICES | HD VEST ADVISORY SERVICES | H.D. VEST ADVISORY SERVICES, INC | AVANTAX WEALTH MANAGEMENT | AVANTAX ADVISORY SERVICES, INC. | AVANTAX ADVISORY SERVICES

CRD#: 104556 / SEC#: 801-29892

Contact Information

Main Address

3200 Olympus Blvd Suite 100, Dallas, TX 75019

Phone Number

(972) 870-6000

# of Employees

2,278

Documents

Latest Form ADV

Part 2 Brochures

FORM ADV 2A FIRM BROCHURE (3/31/2025)

Regulatory Assets Under Management

Total Number of Accounts

140,306

AUM (Assets Under Management)

$46,109,939,749

Accountant Surprise Examination Report

Filing DateForm ADV-E CoverForm ADV-E Report
12/13/2024Cover PageReport
11/28/2023Cover PageReport

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Alllianz Life Insurance Co.~'NIR'~P.O. Box 59060, 5701 Golden Hills Drive~Minneapolis~MN~55416~Independent Insurance Agent~Insurance Sales Agent~1/1/1998~1hrs~0hrs~Life and Fixed Annuity Sales|Blue Cross & Blue Shield of Texas~'NIR'~P.O. Box 655730~Dallas~TX~75265~Independent Insurance Agent~Insurance Sales Agent~6/29/2009~2hrs~2hrs~Health insurance sales|Teacher- Oak Cliff Bible Fellowship~'NIR'~1808 W Camp Wisdom~Dallas~TX~75232~Other~Teacher/Professor/Trainer~2/1/2007~4hrs~0hrs~teaching basic tax planning related to courses at the church starting FEB 2008|City Of Duncanville, TX~'NIR'~203 E. Wheatland Road, City Hall~Duncanville~TX~75138~Accounting/Bookkeeping (No Tax Preparation)~Accountant/Bookkeeper~3/4/2013~2hrs~0hrs~Serve on the Audit Committee.|Oak cliff christian Federal Credit Union~'NIR'~1130 W. Camp Wisdom Road~Dallas~TX~75232~Other~Other~1/1/2009~4hrs~0hrs~(Volunteer) Uncompensated Position|James H. Talley Investments~'NIR'~400 South Zang, Suite 910~Dallas~TX~75208~Rental Property Owner/Management~Owner/Sole Proprietor~1/1/1985~4hrs~0hrs~Home rentals|JH Talley PC~'NIR'~400 South Zang, Suite 910~Dallas~TX~75208~Tax Preparation/Accounting~Owner/Sole Proprietor~1/1/1991~200hrs~160hrs~Public Accounting. Tax preparation and tax resolution.|HD Vest Insurance Agency, LLC~'IR'~6333 North State Highway 161, 4th Floor~Irving~TX~75038~Equity Indexed Annuity~Agent~1/1/2014~2hrs~1hrs~I may have the ability to sell any, or all of the following products: variable annuities, fixed annuities, any/all types of index annuities, variable insurance (e.g. VUL/VIL).|Dallas International University~'NIR'~7500 West Camp Wisdom Road~Dallas~TX~75236~Board Position/Officer~Other~6/19/2020~2hrs~2hrs~Review and approve policies for the operation of the university. Review and approve the annual financial goals of the university.|

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 1989About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Mar 1989About the Series 6 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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