Volker W. Engelbert
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Volker Werner Engelbert, who also goes by Volker Engbert, Volker Engelbert, Volker Werner Englebert, was a registered financial professional .
Volker is a previously registered financial professional and started their career in finance in 1989. Volker had worked at 5 firms and has passed the Series 65, Series 3, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 25, 2008 - December 13, 2016
LINGOHR & PARTNER NORTH AMERICA, INC.
January 29, 1999 - March 14, 2002
ROBERTSON STEPHENS, INC.
October 30, 1996 - January 4, 1997
ROBERTSON, STEPHENS & COMPANY LLC
March 6, 1993 - April 26, 1996
CREDIT SUISSE SECURITIES (USA) LLC
January 24, 1989 - February 11, 1993
GOLDMAN SACHS & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LINGOHR & PARTNER NORTH AMERICA, INC.
CRD#: 144522 / SEC#: 801-72589
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
