Steven G. Noonan
Professional summary
Steven Gerard Noonan, who also goes by Steven Gerald Noonan, is a registered financial professional currently at EQUITABLE DISTRIBUTORS, LLC located in Charlotte, North Carolina.
Steven is registered as a RR (Registered Representative) and started their career in finance in 1989. Steven has worked at 10 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Steven Gerard Noonan's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 30, 2017 - Present
EQUITABLE DISTRIBUTORS, LLC
Office #1: 8501 Ibm Drive Suite 150, Charlotte, NC 28262February 16, 2015 - March 22, 2017
CR CAPITAL DISTRIBUTORS, LLC
December 11, 2004 - March 11, 2014
METLIFE INVESTORS DISTRIBUTION COMPANY
June 23, 2004 - December 11, 2004
METLIFE INVESTORS DISTRIBUTION COMPANY
January 13, 2003 - June 15, 2004
GLOBAL ATLANTIC DISTRIBUTORS, LLC
August 13, 2001 - November 5, 2002
NYLIFE DISTRIBUTORS LLC
July 11, 1995 - April 17, 2001
NATIONAL SECURITIES CORPORATION
March 9, 1992 - July 14, 1995
PRUDENTIAL EQUITY GROUP, LLC
January 28, 1991 - March 10, 1992
MORGAN STANLEY DW INC.
March 21, 1989 - February 21, 1991
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/30/2017)
(3/30/2017)
(3/30/2017)
(3/30/2017)
(3/30/2017)
Exams
FINRA
Current Firm
EQUITABLE DISTRIBUTORS, LLC
CRD#: 25900 / SEC#: , 8-42123
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| EQ HOLDINGS, LLC | OWNER | |
| D'AUGUSTE, ARIELLE RACHEL | GENERAL COUNSEL | 7252573 |
| DURSO, ALFRED JOSEPH | CHIEF COMPLIANCE OFFICER | 2546771 |
| KAIS, JAMES MICHAEL | DIRECTOR | 2529327 |
| LANE, NICHOLAS BURRITT | CHAIRMAN OF THE BOARD, PRESIDENT AND CHIEF EXECUTIVE OFFICER | 4994948 |
| SCANLON, STEPHEN CAULEY | DIRECTOR | 2219308 |
| SCAPPATOR, CANDACE LYNN | FINOP / CHIEF FINANCIAL OFFICER / PRINCIPAL FINANCIAL OFFICER | 4697607 |
Disclosures
| Arbitration | 1 |
Red Flags
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