Steven G. Noonan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Steven Gerard Noonan, who also goes by Steven Gerald Noonan, was a registered financial professional .
Steven is a previously registered financial professional and started their career in finance in 1989. Steven had worked at 10 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 30, 2017 - June 30, 2026
EQUITABLE DISTRIBUTORS, LLC
February 16, 2015 - March 22, 2017
CR CAPITAL DISTRIBUTORS, LLC
December 11, 2004 - March 11, 2014
METLIFE INVESTORS DISTRIBUTION COMPANY
June 23, 2004 - December 11, 2004
METLIFE INVESTORS DISTRIBUTION COMPANY
January 13, 2003 - June 15, 2004
GLOBAL ATLANTIC DISTRIBUTORS, LLC
August 13, 2001 - November 5, 2002
NYLIFE DISTRIBUTORS LLC
July 11, 1995 - April 17, 2001
NATIONAL SECURITIES CORPORATION
March 9, 1992 - July 14, 1995
PRUDENTIAL EQUITY GROUP, LLC
January 28, 1991 - March 10, 1992
MORGAN STANLEY DW INC.
March 21, 1989 - February 21, 1991
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
EQUITABLE DISTRIBUTORS, LLC
CRD#: 25900 / SEC#: , 8-42123
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| EQ HOLDINGS, LLC | OWNER | |
| D'AUGUSTE, ARIELLE RACHEL | GENERAL COUNSEL | 7252573 |
| KAIS, JAMES MICHAEL | DIRECTOR | 2529327 |
| LANE, NICHOLAS BURRITT | CHAIRMAN OF THE BOARD, PRESIDENT AND CHIEF EXECUTIVE OFFICER | 4994948 |
| LARUSSA, CHRISTOPHER JOHN | CHIEF COMPLIANCE OFFICER | 4728315 |
| SCANLON, STEPHEN CAULEY | DIRECTOR | 2219308 |
| SCAPPATOR, CANDACE LYNN | FINOP / CHIEF FINANCIAL OFFICER / PRINCIPAL FINANCIAL OFFICER | 4697607 |
Disclosures
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
