LQ
Larry L. Qvistgaard
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
Irwin, PA 15642
Some features on this profile are disabled
CRD#: 1915349
LQ
Professional summary
Larry Lund Qvistgaard II, who also goes by Larry Lund Ovistgaard II, is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Irwin, Pennsylvania and DUNCAN FINANCIAL PLANNING ADVISORS located in San Clemente, California.
Larry is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1989. Larry has worked at 12 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 28 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Larry Lund Ovistgaard Ii
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.SMC WEALTH MANAGEMENT, 30011 IVY GLENN DR STE 115, LAGUNA NIGUEL, CA, 7/2007 AS OWNER/AGENT SELLING LIFE, FIXED ANNUITY, LTC, HEALTH, & DISABILITY PRODUCTS THROUGH VARIOUS INDEPENDENT INSURANCE COMPANIES. 20 HR/YR - 0/TRADING. 2.DUNCAN ADVISOR RESOURCES, 30011 IVY GLENN DR STE 115, LAGUNA NIGUEL, CA, 2/01/2016. INV REL - FINANCIAL PROFESSIONAL UTILIZING DBA NAME. 40 HR/WK - 40/TRADING. 3.CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, 5/2013 AS ADVISORY REP OF A RIA. INV REL - 5 HR/WK - 5/TRADING. 4.BETA STUDY GROUP, 311 MAIN ST, IRWIN, PA, 7/2019 AS ADMINISTRATOR COORDINATING ANNUAL STUDY GROUP MEETING. INV REL - 5/YR - 0/TRADING. 5.DUNCAN FINANCIAL GROUP,LLC, 311 MAIN STREET, IRWIN, PA, ADV REP OF A REGISTERED INV ADV, 10/28/20, INV REL, 4/MO- 0/TRADING 6. IRWIN CAPITAL MANAGEMENT LLC, 311 Main Street, Irwin PA 15642, United States, 12/15/2021, Owner, Owner/Partner of a Business Entity, NIR, 0/MO- 0/TRADING
CRS (Client Relationship Summary) - RIA
Click below to view Larry Lund Qvistgaard II's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 10, 2013 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #1: 311 Main St., Irwin, PA 15642Office #2: 1509 N. El Camino Real Ste. 7, San Clemente, CA 92672RIA
CRD#: 134139
Irwin, PA
Current
November 24, 2020 - Present
DUNCAN FINANCIAL PLANNING ADVISORS
Office #1: 215 Avenida Del Mar Ste. B, San Clemente, CA 92672RIA
CRD#: 309454
San Clemente, CA
Current
May 10, 2013 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 311 Main St, Irwin, PA 15642Office #2: 1509 N. El Camino Real Ste. 7, San Clemente, CA 92672BD
CRD#: 39543
Irwin, PA
Past
December 13, 2012 - August 2, 2013
SMC ADVISORY NETWORK, LLC
RIA
CRD#: 165389
IRVINE, CA
Past
July 18, 2007 - December 31, 2012
CETERA ADVISORS LLC
RIA
CRD#: 10299
IRVINE, CA
Past
July 18, 2007 - December 31, 2012
CETERA ADVISORS LLC
BD
CRD#: 10299
IRVINE, CA
Past
October 15, 1998 - July 31, 2007
LEGACY ADVISORY SERVICES, INC.
RIA
CRD#: 111027
PETALUMA , CA
Past
December 13, 1995 - September 29, 2008
LEGACY FINANCIAL SERVICES, INC.
BD
CRD#: 38697
PETALUMA, CA
Past
June 7, 1995 - January 1, 1996
SECURITIES MANAGEMENT & RESEARCH, INC.
BD
CRD#: 759
CEDAR RAPIDS, IA
Past
July 15, 1994 - April 18, 1995
CG CAPITAL MARKETS, LLC
BD
CRD#: 35513
BOCA RATON, FL
Past
September 29, 1992 - March 15, 1993
CETERA ADVISORS LLC
BD
CRD#: 10299
GREENWOOD VILLAGE, CO
Past
April 6, 1990 - June 18, 1991
NEW ENGLAND SECURITIES
BD
CRD#: 615
NEW YORK, NY
Past
May 26, 1989 - March 19, 1990
FEDERATION FOR FINANCIAL INDEPENDENCE
BD
CRD#: 13355
Past
March 21, 1989 - April 26, 1989
AEGON USA SECURITIES INC.
BD
CRD#: 13302
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(9/10/2018)
RR
Alaska(8/7/2020)
RR
Arizona(8/27/2013)
RR
Arkansas(7/18/2013)
IAR
California(5/10/2013)
RR
California(5/13/2013)
RR
Colorado(7/31/2017)
RR
Connecticut(9/20/2013)
RR
Delaware(2/12/2018)
RR
District of Columbia(6/21/2013)
RR
Florida(6/17/2013)
RR
Georgia(6/14/2013)
RR
Hawaii(9/6/2013)
RR
Idaho(1/9/2018)
RR
Illinois(6/21/2013)
RR
Indiana(6/24/2013)
RR
Iowa(3/29/2018)
RR
Kansas(1/12/2016)
RR
Kentucky(7/16/2013)
RR
Louisiana(10/3/2013)
RR
Maine(2/11/2014)
RR
Maryland(6/17/2013)
RR
Massachusetts(8/6/2013)
RR
Michigan(8/22/2018)
RR
Minnesota(7/17/2013)
RR
Mississippi(5/6/2014)
RR
Missouri(7/12/2013)
RR
Montana(1/22/2019)
RR
Nebraska(1/28/2019)
RR
Nevada(3/6/2014)
RR
New Hampshire(2/15/2019)
RR
New Jersey(6/14/2013)
RR
New Mexico(1/3/2019)
RR
New York(10/2/2013)
RR
North Carolina(6/26/2013)
RR
North Dakota(1/8/2019)
RR
Ohio(6/14/2013)
RR
Oklahoma(6/14/2013)
RR
Oregon(8/15/2013)
RR
Pennsylvania(6/14/2013)
IAR
Pennsylvania(11/15/2021)
RR
Rhode Island(1/9/2019)
RR
South Carolina(6/18/2013)
RR
South Dakota(12/19/2022)
RR
Tennessee(7/11/2013)
RR
Texas(7/8/2013)
IAR
Texas(1/5/2016)
RR
Utah(10/17/2018)
RR
Vermont(1/31/2019)
RR
Virginia(7/5/2013)
RR
Washington(6/17/2013)
RR
West Virginia(7/15/2013)
RR
Wisconsin(6/27/2013)
RR
Wyoming(1/9/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 28
Date: 9/15/2005
Introducing Broker/Dealer Financial Operations Principal ExaminationPrincipal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
