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Georgienne E. Poulos

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CRD#: 1915341
GP

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Georgienne E. Poulos, who also goes by Georgienne Ethel Poulos, was a registered financial professional .

Georgienne is a previously registered financial professional and started their career in finance in 1989. Georgienne had worked at 5 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Georgienne Ethel Poulos

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

September 27, 2005 - December 18, 2012

VESTOR CAPITAL PARTNERS, LLC

RIA
CRD#: 136859
CHICAGO, IL
Past

June 2, 2005 - September 27, 2005

VESTOR CAPITAL SECURITIES, LLC

RIA
CRD#: 15809
CHICAGO, IL
Past

June 2, 2005 - October 15, 2012

VESTOR CAPITAL SECURITIES, LLC

BD
CRD#: 15809
CHICAGO, IL
Past

September 10, 2004 - May 20, 2005

OSAIC WEALTH, INC.

BD
CRD#: 23131
JERSEY CITY, NJ
Past

January 30, 1989 - October 19, 1992

HOME LIFE INSURANCE COMPANY

BD
CRD#: 4184
Past

January 30, 1989 - March 24, 1998

WS GRIFFITH SECURITIES, INC.

BD
CRD#: 10410
HARTFORD, CT

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
IAR
Series 65
Date: 11/13/2004
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam

Current Firm


VC
VESTOR CAPITAL PARTNERS, LLC
VESTOR CAPITAL CORPORATION | VESTOR CAPITAL PARTNERS, LLC | VESTOR CAPITAL SECURITIES, LLC

CRD#: 136859 / SEC#: 801-27505

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Contact information


Main Address
10 S. Riverside Plaza Suite 1400, Chicago, IL 60606-3840
Mailing Address
Phone number
Established
Firm type
Fiscal year end
# of Employees

Documents


Latest Form ADV

Part 2 Brochures

ADV PART 2A VESTOR CAPITAL PARTNERS, LLC (3/29/2012)

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


VESTOR CAPITAL PARTNERS, LLC

CRD#: 136859

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