William J. Hopkins
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Joseph Hopkins, who also goes by Bill Joseph Hopkins, William Hopkins, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1989. William had worked at 12 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 14, 2011 - May 8, 2012
FOX FINANCIAL MANAGEMENT CORPORATION
January 4, 2008 - November 30, 2009
FOX FINANCIAL MANAGEMENT CORPORATION
January 24, 2005 - December 2, 2005
EDI FINANCIAL, INC.
February 7, 2002 - January 7, 2003
DIESEL ENERGY INTERNATIONAL, L.L.C.
June 6, 2001 - October 8, 2001
AMEREST SECURITIES, INC.
April 7, 1999 - February 27, 2001
JOSEPHTHAL & CO., INC.
April 3, 1997 - September 9, 1997
CRISPIN KOEHLER SECURITIES
March 27, 1995 - April 7, 1997
STRATEGIC RESOURCE MANAGEMENT, INC.
March 21, 1994 - March 29, 1995
GAINEY FINANCIAL SERVICES, INC.
March 15, 1993 - May 23, 1994
H.J. MEYERS & CO., INC.
July 16, 1992 - November 4, 1992
FLEMMING, ANDERSON, COHEN & LEE, INC.
October 24, 1989 - July 8, 1992
J. W. GANT & ASSOCIATES, INC.
April 18, 1989 - August 8, 1989
F.N. WOLF & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FOX FINANCIAL MANAGEMENT CORPORATION
CRD#: 134277 / SEC#: , 8-66827
Contact information
Documents
Disclosures
| Regulatory Event | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
