Walter M. March
Professional summary
Walter Marshall March, who also goes by Walter M March, is a registered financial professional currently at TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC located in Frisco, Texas.
Walter is registered as a RR (Registered Representative) and started their career in finance in 1992. Walter has worked at 11 firms and has passed the Series 63, Series 7TO, Series 99TO, SIE, Series 7, Series 14, Series 24, Series 10, Series 9 and Series 8 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Walter Marshall March's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 19, 2026 - Present
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
Office #1: 3965 Dallas Parkway Frisco Hub, Frisco, TX 75034June 10, 2024 - March 6, 2026
LPL FINANCIAL LLC
May 22, 2023 - September 22, 2023
ROBINHOOD FINANCIAL, LLC
July 28, 2022 - September 23, 2022
ALL OF US SECURITIES LLC
March 29, 2016 - December 15, 2020
TD AMERITRADE, INC.
March 29, 2016 - December 15, 2020
TD AMERITRADE CLEARING, INC.
August 29, 2013 - November 21, 2013
PYRAMIS DISTRIBUTORS CORPORATION LLC
August 29, 2013 - November 21, 2013
FIDELITY DISTRIBUTORS COMPANY LLC
August 29, 2013 - November 21, 2013
FIDELITY DISTRIBUTORS CORPORATION
August 29, 2013 - February 24, 2016
NATIONAL FINANCIAL SERVICES LLC
October 30, 1995 - November 21, 2013
FIDELITY BROKERAGE SERVICES LLC
October 26, 1992 - September 21, 1994
NATIONAL FINANCIAL SERVICES LLC
Primary Firm SEC Registration
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
CRD#: 20472 / SEC#: 801-63550, 8-44454
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 7/18/2022
General Securities Representative ExaminationSeries 99TO
Date: 7/18/2022
Operations Professional ExaminationSeries 8
Date: 4/8/1993
General Securities Sales Supervisor Examination (Options Module & General Module)FINRA
Current Firm
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
CRD#: 20472 / SEC#: 801-63550, 8-44454
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA | SOLE OWNER OF APPLICANT | |
| ABBOTT, ROSS HAMLET | PRESIDENT, CEO (INTERIM), CHIEF OPERATING OFFICER, ELECTED MANAGER | 2756063 |
| BARNHILL, HELEN GWYN | CHIEF LEGAL OFFICER | 2574877 |
| BELLUCCI, RAYMOND JOHN | ELECTED MANAGER | 1807977 |
| HEASLIP, DEREK JAMES | ELECTED MANAGER | 6318596 |
| INTIHAR, JEREMY ROSS | CHIEF COMPLIANCE OFFICER - REGISTERED INVESTMENT ADVISER | 5040823 |
| LEWIS, BENJAMIN HERBERT | ELECTED MANAGER | 1687894 |
| MANGANO, JENNIFER LYNN | CHIEF FINANCIAL OFFICER | 7659359 |
| MUKHERJEE, NILADRI | ELECTED MANAGER | 5227234 |
| SARAVANAN, SHANKAR | VICE PRESIDENT, ELECTED MANAGER | 7789140 |
| STICKROD, CHRISTOPHER EUGENE | ELECTED MANAGER | 4627958 |
| WEINSTEIN, SCOTT WILLIAM | CHIEF COMPLIANCE OFFICER - BROKER DEALER | 4324014 |
Regulatory assets under management
| Total Number of Accounts | 72,807 |
| AUM (Assets Under Management) | $ 34,343,329,152 |
Disclosures
| Regulatory Event | 8 |
| Arbitration | 4 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/22/2026 | ||
| 01/23/2025 | ||
| 12/13/2023 | ||
| 03/21/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
CRD#: 20472Frisco, TX 75034TRUST BUT VERIFY
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