Christopher A. Larson
Professional summary
Christopher Alan Larson, who also goes by Chris Larson, Christopher Alan Larson Mr, Chris Alan Larson, Christopher A Larson, is a registered financial professional currently at B. RILEY SECURITIES, INC. located in Greenbrae, California.
Christopher is registered as a RR (Registered Representative) and started their career in finance in 1991. Christopher has worked at 12 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Christopher Alan Larson's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 22, 2025 - Present
B. RILEY SECURITIES, INC.
Office #1: 100 Drakes Landing Suite 1-305, Greenbrae, CA 94904March 31, 2023 - November 26, 2024
WOLFE RESEARCH SECURITIES
July 8, 2021 - September 13, 2022
EMERSON EQUITY LLC
May 10, 2019 - April 5, 2021
BOFA SECURITIES, INC.
June 10, 2011 - May 10, 2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 28, 2009 - June 1, 2011
STERNE, AGEE & LEACH, INC.
December 12, 2007 - April 29, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 10, 2003 - May 15, 2007
MORGAN STANLEY & CO. LLC
November 4, 1998 - September 2, 2003
NATIONAL BANK OF CANADA FINANCIAL INC.
September 24, 1998 - November 2, 1998
COWEN PRIME SERVICES TRADING LLC
February 14, 1996 - June 25, 1998
ROTH CAPITAL PARTNERS, LLC
August 25, 1992 - December 5, 1995
RODMAN & RENSHAW INC.
October 17, 1991 - August 27, 1992
GRUNTAL & CO., L.L.C.
February 26, 1991 - October 25, 1991
RODMAN & RENSHAW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/22/2025)
(9/24/2025)
(11/11/2025)
Exams
FINRA
Nasdaq Stock Market
Current Firm
B. RILEY SECURITIES, INC.
CRD#: 25027 / SEC#: , 8-41426
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| B. RILEY SECURITIES HOLDINGS, INC. | DIRECT PARENT | |
| BAKER, JAMES RICHARD | CO-CHIEF EXECUTIVE OFFICER | 5834046 |
| INNIS, KATHLEEN GIBBONS | CHIEF COMPLIANCE OFFICER | 2112837 |
| MCCOY, MICHAEL RICHARD | CHIEF FINANCIAL OFFICER | 4743031 |
| MOORE, ANDREW THOMAS | CO-CHIEF EXECUTIVE OFFICER | 4574997 |
| SCHUTT, JANELLE REGINA | CONTROLLER | 2853858 |
Disclosures
| Regulatory Event | 12 |
| Civil Event | 1 |
| Arbitration | 1 |
Red Flags
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Company Information
B. RILEY SECURITIES, INC.
CRD#: 25027Greenbrae, CA 94904TRUST BUT VERIFY
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