Jane H. Sonnenberg
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jane H Sonnenberg, who also goes by Jane Hamburger, Jane Halley Sonnenberg, Jane Sutcliffe, was a registered financial professional .
Jane is a previously registered financial professional and started their career in finance in 1989. Jane had worked at 10 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 16, 2009 - March 13, 2014
EAGLE STRATEGIES LLC
July 8, 2002 - May 13, 2009
NEW YORK LIFE INVESTMENT MANAGEMENT LLC
March 4, 2002 - March 13, 2014
NYLIFE DISTRIBUTORS LLC
January 1, 1999 - February 20, 2002
HIMCO DISTRIBUTION SERVICES COMPANY
February 10, 1995 - January 14, 1997
RELIASTAR FINANCIAL MARKETING CORP.
September 12, 1991 - November 9, 1994
INVEST FINANCIAL CORPORATION
July 19, 1990 - August 6, 1991
KEMPER FINANCIAL SERVICES, INC.
October 28, 1989 - June 27, 1990
MUTUAL SERVICE CORPORATION
February 13, 1989 - November 14, 1989
METROPOLITAN LIFE INSURANCE COMPANY
February 13, 1989 - November 14, 1989
MSI FINANCIAL SERVICES, INC.
Primary Firm SEC Registration
EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
