Kristen H. Cossel
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kristen Heath Cossel, who also goes by Kristen C Heath, Kristen Carol Heath, was a registered financial professional .
Kristen is a previously registered financial professional and started their career in finance in 1989. Kristen had worked at 9 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 15, 2013 - June 6, 2017
QUASAR DISTRIBUTORS, LLC
September 9, 2010 - April 25, 2011
CADARET, GRANT & CO., INC.
November 10, 2006 - September 15, 2008
SEI INVESTMENTS DISTRIBUTION CO.
January 29, 1997 - November 10, 2004
SEI INVESTMENTS DISTRIBUTION CO.
July 1, 1996 - December 16, 1996
IFMG SECURITIES, INC.
February 25, 1993 - July 2, 1996
INDEPENDENT FINANCIAL SECURITIES, INC.
November 20, 1992 - March 4, 1993
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
November 20, 1992 - March 4, 1993
OSAIC FA, INC.
July 25, 1991 - November 11, 1992
CAPITAL BROKERAGE CORPORATION
March 6, 1989 - August 8, 1990
MML INVESTORS SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
QUASAR DISTRIBUTORS, LLC
CRD#: 103848 / SEC#: , 8-52323
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | SOLE MEMBER | |
| COWAN, TERESA MARIA KAZMIERSKI | PRESIDENT/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER/TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
