Stan J. Stratton
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Stan James Stratton, who also goes by Stan J Stratton, was a registered financial professional .
Stan is a previously registered financial professional and started their career in finance in 1989. Stan had worked at 8 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 17, 2013 - August 21, 2014
JANCO PARTNERS, INC.
June 16, 2006 - November 15, 2007
RABO SECURITIES USA, INC.
October 11, 2005 - April 18, 2006
FAM DISTRIBUTORS, INC.
March 12, 2001 - November 3, 2003
BANC OF AMERICA SECURITIES LLC
April 17, 1996 - March 27, 2001
JEFFERIES LLC
August 16, 1994 - February 7, 1995
KIDDER, PEABODY & CO. INCORPORATED
May 31, 1990 - August 17, 1993
JEFFERIES LLC
December 22, 1989 - March 14, 1990
DREXEL BURNHAM LAMBERT INCORPORATED
June 15, 1989 - July 10, 1989
FIRST IMPERIAL INVESTOR SERVICES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
JANCO PARTNERS, INC.
CRD#: 40055 / SEC#: , 8-48954
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
Red Flags
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