Richard C. Bertino
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Richard Charles Bertino, who also goes by Rick Bertino, was a registered financial professional .
Richard is a previously registered financial professional and started their career in finance in 1989. Richard had worked at 7 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 17, 2009 - June 28, 2011
TAHOMA INVESTMENT ADVISORS, LLC
December 4, 2007 - October 6, 2008
CENTAURUS FINANCIAL, INC.
October 14, 2005 - September 26, 2014
PORTFOLIO STRATEGIES INC
July 12, 1996 - October 31, 2005
RTE SECURITIES, INC.
October 3, 1994 - March 7, 1995
VANGUARD MARKETING CORPORATION
November 15, 1993 - March 7, 1995
VANGUARD MARKETING CORPORATION
April 22, 1992 - November 3, 1992
OSAIC WEALTH, INC.
February 3, 1989 - April 21, 1992
CINCINNATI ANALYSTS, INC.
State Registrations and Notice Filings
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Exams
Current Firm
TAHOMA INVESTMENT ADVISORS, LLC
CRD#: 149455 / SEC#: 801-69935
Contact information
Red Flags
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