Kenneth J. Marchiol
Professional summary
Kenneth John Marchiol was suspended by undefined from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Kenneth John Marchiol was a registered financial professional .
Kenneth is a previously registered financial professional and started their career in finance in 1989. Kenneth had worked at 7 firms and has passed the Series 63, Series 52, Series 22, Series 62, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 23, 2009 - August 16, 2010
G.F. INVESTMENT SERVICES, LLC
January 16, 2007 - April 9, 2007
HORNOR, TOWNSEND & KENT, LLC
March 2, 1998 - December 31, 2004
TRANSAMERICA FINANCIAL ADVISORS, INC.
January 22, 1992 - October 15, 1997
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
January 22, 1992 - October 15, 1997
OSAIC FA, INC.
November 28, 1990 - May 4, 1992
MONARCH SECURITIES, INC.
January 7, 1989 - May 10, 1990
FORESTERS FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 62
Date: 5/13/1993
Corporate Securities Limited Representative ExaminationCurrent Firm
G.F. INVESTMENT SERVICES, LLC
CRD#: 132939 / SEC#: , 8-66659
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
| Arbitration | 1 |
Red Flags
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