Kristoph Justus Rollenhagen
Professional Summary
Kristoph Justus Rollenhagen, who also goes by Kris Rollenhagen, was a registered financial advisor. Kristoph was a previously registered financial professional and started their career in finance 1989 - 2013. Kristoph had worked at 6 firms and has passed the Series 64, Series 65, Series 63, Series 86, Series 87, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Kris Rollenhagen
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
37 years registered in the securities industry
Current & Past Employments
Past
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Current Firm
BELTONE ENCLAVE SECURITIES | KNG (USA) - ENCLAVE | KLITZBERG ENCLAVE | HRA CAPITAL | ENCLAVE SECURITIES | ENCLAVE CAPITAL, L.L.C. | ENCLAVE CAPITAL LLC | CRIPPLE CREEK SECURITIES, L.L.C. | CRIPPLE CREEK SECURITIES CO. | CAJ CO.
Contact Information
Main Address
701 Brickell Avenue Suite 1550, Miami, FL 33131Mailing Address
701 Brickell Ave Suite 1550, Miami, FL 33131Phone Number
(646) 454-8600Established
Delaware since 05/31/1995Firm Type
Limited Liability CompanyFiscal Year End
MarchFirm Size
SmallFINRA licenses (18 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
Disclosures
Regulatory Event
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 64 — NASAA Real Estate Securities Exam
Passed Jul 1994Series 87 — Research Analyst Exam - Part II Regulations Module
Passed Jan 2005About the Series 87 examSimilar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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