Jill S. Overton
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jill Suzanne Overton, who also goes by Jill Wilson, was a registered financial professional .
Jill is a previously registered financial professional and started their career in finance in 1999. Jill had worked at 1 firm and has passed the Series 28 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 27, 1999 - January 29, 2002
LEND LEASE CAPITAL MARKETS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 28
Date: 5/7/1999
Introducing Broker/Dealer Financial Operations Principal ExaminationCurrent Firm
LEND LEASE CAPITAL MARKETS, INC.
CRD#: 21190 / SEC#: , 8-38683
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| LEND LEASE (US) SERVICES, INC. | PARENT CORPORATION OF APPLICANT | |
| JOHNSON, GAGE RANDOLPH | DIRECTOR | 4342604 |
| JOHNSTON, ROBERT WILLIAM | DIRECTOR | |
| MCKEAN, THOMAS ARTHUR | PRESIDENT, CHIEF EXECUTIVE OFFICER & COMPLIANCE OFFICER | 2715949 |
| SCHWARTZ, JOHN EDWARD | VICE PRESIDENT, CHIEF FINANCIAL OFFICER, TREASURER, CONTROLLER | 3181568 |
| YAGER, ALLISON TURNER | VICE PRESIDENT | 4338818 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
