Darren J. Schiff
Professional summary
Darren J Schiff was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Darren is a previously registered financial professional and started their career in finance in 1989. Prior to being barred, Darren had worked at 4 firms, which includes J.C. BRADFORD & CO., WACHOVIA SECURITIES INC., J.P. MORGAN SECURITIES LLC, ROBERT THOMAS SECURITIES INC.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 7, 1994 - October 14, 1998
J.C. BRADFORD & CO.
June 14, 1990 - October 11, 1994
WACHOVIA SECURITIES, INC.
June 6, 1989 - June 19, 1990
J.P. MORGAN SECURITIES LLC
February 14, 1989 - May 22, 1989
ROBERT THOMAS SECURITIES, INC
State Registrations and Notice Filings
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Exams
Current Firm
J.C. BRADFORD & CO.
CRD#: 1287 / SEC#: , 8-3953
Contact information
Documents
Disclosures
| Regulatory Event | 35 |
| Civil Event | 2 |
| Arbitration | 7 |
Red Flags
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