CK
Cory C. Kraft
ADK WEALTH ADVISORY GROUP
ST. LOUIS, MO 63141
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CRD#: 1914001
CK
Professional summary
Cory Christopher Kraft, CFP® is a registered financial advisor currently at ADK WEALTH ADVISORY GROUP located in St. Louis, Missouri and LPL FINANCIAL LLC located in Creve Coeur, Missouri.
Cory is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1989. Cory has worked at 5 firms and has passed the Series 63, SIE, Series 31 and Series 7 exams.
Question & Answer
What is your minimum asset requirement?
1
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) 11/07/2012: BROWNSTONE LLC - Business Owner - NOT INV REL- AT REPORTED BUSINESS LOCATION(S) - BROWNSTONE LLC IS AN LLC THAT OWNS AN AIRPLANE. MR. KRAFT GENERATES NO INCOME FROM THIS ACTIVITY. - TIME SPENT 1%
(2) 04/14/2014: ADK WEALTH ADVISORY GROUP - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - NOT INV REL - AT REPORTED BUSINESS LOCATION(S)
(3) 09/02/2014: KRAFT DAVIS & ASSOCIATE, LLC - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INV REL - AT REPORTED BUSINESS LOCATION(S) - START 01/01/2005 - 160 HR/MO ALL DURING SECS TRDG HRS
(4) 07/09/2015: KRAFT, DAVIS AND ASSOCIATES, LLC - DBA: (HYBRID) ADK WEALTH ADVISORY GROUP - INV REL - AT REPORTED BUSINESS LOCATION(S) - REGISTERED INVESTMENT ADVISOR DBA - IAR - START 06/12/2015 - 120 Hours Per Month During Securities Trading.
(5) 07/09/2015: KRAFT, DAVIS AND ASSOCIATES, LLC - Investment Related - AT REPORTED BUSINESS LOCATION(S) - REGISTERED INVESTMENT ADVISOR HYBRID - IAR - START 06/12/2015 - 120 Hours Per Month During Securities Trading - I provide investment advisory services through Kraft, Davis and Associates, LLC, an independent investment advisor firm. I started this business activity in 06/2015. I expect to spend approximately 120 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
CRS (Client Relationship Summary) - RIA
Click below to view Cory Christopher Kraft's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1997
Experience
Current
June 17, 2015 - Present
ADK WEALTH ADVISORY GROUP
Office #1: 12935 North Outer Forty Road Suite 101, St. Louis, MO 63141RIA
CRD#: 175085
ST. LOUIS, MO
Current
February 12, 1998 - Present
LPL FINANCIAL LLC
Office #1: 12935 N. Outer Forty Dr. #101, Creve Coeur, MO 63141RIA
BD
CRD#: 6413
Creve Coeur, MO
Past
October 21, 1999 - December 31, 2009
ADK WEALTH ADVISORY GROUP
RIA
CRD#: 118560
ST. LOUIS, MO
Past
February 13, 1998 - September 7, 2016
LPL FINANCIAL LLC
RIA
CRD#: 6413
CREVE COEUR, MO
Past
January 24, 1989 - February 20, 1998
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
January 24, 1989 - February 20, 1998
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MINNEAPOLIS, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AW
ADK WEALTH ADVISORY GROUP
ADK WEALTH ADVISORY GROUP | STECK WEALTH MANAGEMENT | KRAFT, DAVIS & ASSOCIATES, LLC | KRAFT, DAVIS & ASSOCIATES, INC. | INTEGRAL WEALTH | FINANCIAL PLANNING WORLD | ENDEAVOR WEALTH MANAGEMENT
CRD#: 175085 / SEC#: 801-99353
RIA
Registered Investment Advisory firm - (6/9/2015 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(2/23/2021)
RR
Arizona(10/29/2012)
RR
California(3/27/2006)
RR
Colorado(12/22/2008)
RR
Connecticut(7/31/2010)
RR
Florida(12/22/2008)
RR
Georgia(4/10/2021)
RR
Hawaii(9/24/2010)
RR
Idaho(12/5/2023)
RR
Illinois(2/12/1998)
RR
Indiana(9/3/2008)
RR
Iowa(10/3/2014)
RR
Kansas(1/22/2007)
RR
Kentucky(3/11/2014)
RR
Louisiana(5/15/2008)
RR
Maryland(12/20/2016)
RR
Massachusetts(10/18/2007)
RR
Michigan(12/22/2008)
RR
Minnesota(2/22/2008)
RR
Missouri(2/13/1998)
IAR
Missouri(6/18/2015)
RR
Montana(2/23/2021)
RR
Nevada(3/26/2014)
RR
New Hampshire(4/13/2011)
RR
New Mexico(9/25/2017)
RR
New York(7/24/2013)
RR
North Carolina(1/2/2002)
RR
Oklahoma(7/25/2012)
RR
Oregon(4/17/2008)
RR
Pennsylvania(5/9/2005)
RR
South Carolina(7/9/2007)
RR
South Dakota(11/4/2013)
RR
Tennessee(7/22/2019)
RR
Texas(7/25/2006)
IAR
Texas(6/17/2015)
RR
Utah(9/27/2019)
RR
Virginia(11/11/2013)
RR
Washington(4/27/2012)
RR
Wisconsin(9/12/2007)
RR
Wyoming(2/23/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
AW
ADK WEALTH ADVISORY GROUP
ADK WEALTH ADVISORY GROUP | STECK WEALTH MANAGEMENT | KRAFT, DAVIS & ASSOCIATES, LLC | KRAFT, DAVIS & ASSOCIATES, INC. | INTEGRAL WEALTH | FINANCIAL PLANNING WORLD | ENDEAVOR WEALTH MANAGEMENT
CRD#: 175085 / SEC#: 801-99353
RIA
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Contact information
Main Address
12935 North Outer Forty Road Suite 101, St. Louis, MO 63141
Mailing Address
Phone number
(314) 878-1489
Established
Firm type
Fiscal year end
# of Employees
14
SEC notice filing (22 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,106 |
| AUM (Assets Under Management) | $ 685,673,033 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
ADK WEALTH ADVISORY GROUP
CRD#: 175085St. Louis, MO 63141TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
