RW
Robert A. Wojcik
SPC
Madison, MS
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CRD#: 1913992
RW
Professional summary
Robert Allen Wojcik is a registered financial advisor currently at SPC located in Madison, Mississippi and SIGMA FINANCIAL CORPORATION located in Madison, Mississippi.
Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1991. Robert has worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. AS AN INDEPENDENTLY LICENSED INSURANCE AGENT, I AM APPOINTED WITH VARIOUS INSURANCE COMPANIES. 2 FINRA ARBITRATOR - POSITION: INDUSTRY ARBITRATOR; NATURE: ARBITRATION; INVESTMENT RELATED: YES HOURS: 10 INVESTMENT RELATED HOURS: 1 START DATE: 10/01/2003; ADDRESS: 1080 RIVER OAKS DR., SUITE A280, JACKSON MS 39232; DESCRIPTION: SIT ON ARBITRATION PANELS AND HEAR DISPUTES AND DECIDE ON CASES AFTER HEARING EVIDENCE. 3. SOCCER REFEREE: NON-INVESTMENT RELATED. 8-10 HOURS PER WEEK. 4. CENTRAL MS SOCCER OFFICIALS ASSOCIATION: NON-INVESTMENT RELATED. 3-5 HOURS PER WEEK. 5. General agent - sale of Medicare supplements through NMO - Mutual of Omaha. Start date: 1/22/20, approx. 1-5 hrs/mo
CRS (Client Relationship Summary) - RIA
Click below to view Robert Allen Wojcik's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 24, 2017 - Present
SPC
RIA
CRD#: 110692
Madison, MS
Current
October 20, 2017 - Present
SIGMA FINANCIAL CORPORATION
BD
CRD#: 14303
Madison, MS
Past
January 15, 2013 - October 23, 2017
INVESTMENT PROFESSIONALS, INC.
RIA
CRD#: 30184
RIDGELAND, MS
Past
January 15, 2013 - October 23, 2017
INVESTMENT PROFESSIONALS, INC.
BD
CRD#: 30184
RIDGELAND, MS
Past
July 13, 2010 - February 13, 2013
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
RIA
CRD#: 15708
JACKSON, MS
Past
June 21, 2010 - February 13, 2013
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
BD
CRD#: 15708
JACKSON, MS
Past
September 15, 2005 - May 28, 2010
UVEST FINANCIAL SERVICES GROUP, INC.
RIA
CRD#: 13787
JACKSON, MS
Past
September 13, 2005 - May 28, 2010
UVEST FINANCIAL SERVICES GROUP, INC.
BD
CRD#: 13787
JACKSON, MS
Past
August 1, 2003 - July 6, 2005
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
BROOKHAVEN, MS
Past
October 25, 1991 - July 6, 2005
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
October 25, 1991 - July 6, 2005
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MINNEAPOLIS, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SP
SPC
PARKLAND SECURITIES, LLC | SPC | SIGMA PLANNING CORPORATION | SIGMA PLANNING CORP
CRD#: 110692 / SEC#: 801-20404
RIA
Registered Investment Advisory firm - (1/11/1984 Approved)Alaska
Registered Investment Advisory firm - (2/13/2002 Cancelled)Arizona
Registered Investment Advisory firm - (2/14/2002 Terminated)California
Registered Investment Advisory firm - (1/17/2002 Cancelled)Colorado
Registered Investment Advisory firm - (2/14/2002 Cancelled)Delaware
Registered Investment Advisory firm - (2/14/2002 Terminated)Hawaii
Registered Investment Advisory firm - (3/19/2002 Terminated)Montana
Registered Investment Advisory firm - (2/12/2002 Terminated)New Hampshire
Registered Investment Advisory firm - (2/14/2002 Terminated)New Mexico
Registered Investment Advisory firm - (2/14/2002 Terminated)New York
Registered Investment Advisory firm - (1/17/2002 Cancelled)Rhode Island
Registered Investment Advisory firm - (3/7/2002 Terminated)Tennessee
Registered Investment Advisory firm - (2/14/2002 Terminated)Utah
Registered Investment Advisory firm - (1/17/2002 Terminated)Wisconsin
Registered Investment Advisory firm - (1/30/2002 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arkansas(4/14/2025)
RR
Florida(2/12/2020)
RR
Louisiana(10/20/2017)
RR
Mississippi(10/20/2017)
IAR
Mississippi(10/24/2017)
RR
Missouri(11/21/2017)
RR
Oklahoma(10/8/2025)
RR
Tennessee(1/10/2018)
RR
Texas(10/20/2017)
RR
Virginia(10/15/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market
Current Firm
SP
SPC
PARKLAND SECURITIES, LLC | SPC | SIGMA PLANNING CORPORATION | SIGMA PLANNING CORP
CRD#: 110692 / SEC#: 801-20404
RIA
Registered Investment Advisory firm - (1/11/1984 Approved)Alaska
Registered Investment Advisory firm - (2/13/2002 Cancelled)Arizona
Registered Investment Advisory firm - (2/14/2002 Terminated)California
Registered Investment Advisory firm - (1/17/2002 Cancelled)Colorado
Registered Investment Advisory firm - (2/14/2002 Cancelled)Delaware
Registered Investment Advisory firm - (2/14/2002 Terminated)Hawaii
Registered Investment Advisory firm - (3/19/2002 Terminated)Montana
Registered Investment Advisory firm - (2/12/2002 Terminated)New Hampshire
Registered Investment Advisory firm - (2/14/2002 Terminated)New Mexico
Registered Investment Advisory firm - (2/14/2002 Terminated)New York
Registered Investment Advisory firm - (1/17/2002 Cancelled)Rhode Island
Registered Investment Advisory firm - (3/7/2002 Terminated)Tennessee
Registered Investment Advisory firm - (2/14/2002 Terminated)Utah
Registered Investment Advisory firm - (1/17/2002 Terminated)Wisconsin
Registered Investment Advisory firm - (1/30/2002 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
300 Parkland Plaza, Ann Arbor, MI 48103
Mailing Address
Phone number
(734) 663-1611
Established
Firm type
Fiscal year end
# of Employees
462
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 26,544 |
| AUM (Assets Under Management) | $ 5,655,661,675 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
