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DG

Donald K. Gross

Some features on this profile are disabled
CRD#: 1913749
DG

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Donald Kay Gross II was a registered financial professional .

Donald is a previously registered financial professional and started their career in finance in 1989. Donald had worked at 3 firms and has passed the Series 63, SIE, Series 7, Series 28 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

July 2, 2002 - November 8, 2016

SUMMIT FINANCIAL RESOURCES INC

RIA
CRD#: 104990
PARSIPPANY, NJ
Past

July 2, 2002 - November 8, 2016

SUMMIT EQUITIES, INC.

RIA
CRD#: 11039
PARSIPPANY, NJ
Past

July 17, 2001 - January 6, 2014

GLOBAL EQUITY HOLDINGS, LLC

BD
CRD#: 111348
LEBANON, NJ
Past

November 10, 1989 - November 8, 2016

SUMMIT EQUITIES, INC.

BD
CRD#: 11039
PARSIPPANY, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 11/28/1989
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 11/8/2016
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 10/21/1989
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 28
Date: 1/10/2007
Introducing Broker/Dealer Financial Operations Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 2/1/2001
General Securities Principal Examination

Current Firm

SF
SUMMIT FINANCIAL RESOURCES INC
ARMENTI PLANNING CO | THE PRIVATE CLIENT GROUP LLC | THE IOLA FINANCIAL GROUP | THE FAMILY WEALTH INSTITUTE | THE ESSEX GROUP | TANISTRY WEALTH MANAGEMENT | SUMMIT FINANCIAL RESOURCES INC | SPARTAN FINANCIAL GROUP LLC | REX GLOBAL WEALTH MANAGEMENT | PHARMAEXECUTIVE WEALTH ADVISORS | NOLAN WEALTH MANAGEMENT LLC | NATIONAL WEALTH ADVISORS | LEROY WEALTH MANAGEMENT | INTEGRATED WEALTH MANAGEMENT | HF ADVISORS | GOLDENTHAL & SUSS FINANCIAL SERVICES INC. | FINANCIAL PRODUCTS INC. | FAMILY WEALTH PLANNING | EXECUTIVE WEALTH PLANNING GROUP | CONWAY WEALTH GROUP LLC

CRD#: 104990 / SEC#: 801-18223

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Contact information

Main Address
4 Campus Dr, Parsippany, NJ 07054-0413
Mailing Address
Phone number
Established
Firm type
Fiscal year end
# of Employees

Documents

Latest Form ADV

Part 2 Brochures

SUMMIT FINANCIAL RESOURCES INC. (7/23/2018)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SUMMIT FINANCIAL RESOURCES INC

CRD#: 104990

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