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Allen Steven Furst

CRD# 1913725·Registered 1989 - 2002
Previously Registered: Being a previously registered professional could mean that Allen is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Allen Steven Furst was a registered financial advisor. Allen was a previously registered financial professional and started their career in finance 1989 - 2002. Allen had worked at 3 firms and has passed the Series 65, Series 63, Series 22 and Series 39 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

37 years in the financial services industry

Current & Past Employments

BRIAN COHN, INCORPORATED·CRD# 15249
BD
Vint Hill, VA
November 14, 1991 - June 10, 2002
D&F EQUITIES, LTD.·CRD# 23939
BD
September 29, 1989 - December 31, 1990
CREATIVE/CW EQUITIES CORPORATION·CRD# 11567
BD
Bethesda, MD
February 2, 1989 - February 27, 1990

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Current Firm

BC
BRIAN COHN, INCORPORATED

BRIAN COHN, INC. | BRIAN COHN, INCORPORATED

CRD#: 15249 / SEC#: 8-31881
BD
Terminated by SEC on 09/10/2016

Contact Information

Established

Delaware since 12/12/2008

Firm Type

Corporation

Fiscal Year End

March

Documents

Direct owners and executive officers

NamePositionCRD#
COHN, BRIAN ROBERTPRESIDENT CCO—

Disclosures

Regulatory Event

4

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Mar 1995About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 1989About the Series 63 exam

Series 22 — Direct Participation Programs Representative Examination

Passed Jan 1989About the Series 22 exam

Series 39 — Direct Participation Programs Principal Examination

Passed May 1989About the Series 39 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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