Saul Cohen

WEALTH WITH WISDOM ADVISORS

PALM BEACH GARDENS, FL 33408

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CRD#: 1913720

Professional summary

Saul Cohen is a registered financial advisor currently at WEALTH WITH WISDOM ADVISORS, INC. located in Palm Beach Gardens, Florida.

Saul is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1989. Saul has worked at 3 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) GEMINI CLUB HOME OWNERS ASSOCIATION, NON-INVESTMENT RELATED; STARTED 02/2014. 336 GOLFVIEW RD. #1019 NO. PALM BEACH, FL 33408. APPROX. 2 HOURS/MO ALL DURING SECURITIES TRADING HOURS. MANAGEMENT OF RESIDENTIAL BUILDING. (2) SAUL COHEN DBA WEALTH WITH WISDOM FINANCIAL SERVICES; INVESTMENT RELATED; INDEPENDENT INSURANCE AGENT SINCE 12/1998; PALM BEACH GARDENS, FL; APPROX. 16 HOURS/MO

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Saul Cohen's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 9, 2014 - Present

WEALTH WITH WISDOM ADVISORS, INC.

Office #1: 2000 Pga Blvd Suite 4440, Palm Beach Gardens, FL 33408

RIA

CRD#: 171071

PALM BEACH GARDENS, FL

Past

October 4, 2010 - September 10, 2014

PARK AVENUE SECURITIES LLC

RIA

CRD#: 46173

NORTH PALM BEACH, FL

Past

September 30, 2010 - September 10, 2014

PARK AVENUE SECURITIES LLC

CRD#: 46173

NORTH PALM BEACH, FL

Past

January 22, 2003 - August 18, 2010

PARK AVENUE SECURITIES LLC

RIA

CRD#: 46173

NEW YORK, NY

Past

May 3, 1999 - August 18, 2010

PARK AVENUE SECURITIES LLC

CRD#: 46173

NEW YORK, NY

Past

March 31, 1989 - May 3, 1999

GUARDIAN INVESTOR SERVICES LLC

CRD#: 6635

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(1/2/2019)

IAR

Florida
(9/30/2014)

IAR

New Jersey
(9/9/2014)

IAR

New York
(3/16/2021)

IAR

Texas
(6/24/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/17/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/30/1989

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 8/16/2001

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 3/30/1989

Investment Company Products/Variable Contracts Representative Examination

Current Firm

WEALTH WITH WISDOM ADVISORS, INC.

CRD#: 171071 / SEC#:

Colorado

Registered Investment Advisory firm - (1/2/2019 Approved)

Florida

Registered Investment Advisory firm - (9/30/2014 Approved)

New Jersey

Registered Investment Advisory firm - (9/9/2014 Approved)

New York

Registered Investment Advisory firm - (10/28/2014 Approved)

Texas

Registered Investment Advisory firm - (6/23/2020 Conditional Restricted)

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Contact information

Main Address

2000 Pga Blvd Suite 4440, Palm Beach Gardens, FL 33408

Mailing Address

Phone number

(561) 799-9778

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Saul Cohen

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Saul Cohen's CRS (Customer Relationship Summary).

Certified licenses

Experience

WEALTH WITH WISDOM ADVISORS, INC.

PARK AVENUE SECURITIES LLC

PARK AVENUE SECURITIES LLC

PARK AVENUE SECURITIES LLC

PARK AVENUE SECURITIES LLC

GUARDIAN INVESTOR SERVICES LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/17/1999

Series 63

Date: 3/30/1989

Series 7

Date: 8/16/2001

Series 6

Date: 3/30/1989

Current Firm

WEALTH WITH WISDOM ADVISORS, INC.

Contact information

Documents

Red Flags

Company Information

WEALTH WITH WISDOM ADVISORS, INC.

TRUST BUT VERIFY

Contact information

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