Richard J. Stjohn
Professional summary
Richard Joseph Stjohn, who also goes by Dick Stjohn, Richard J Stjohn, is a registered financial advisor currently at ST. JOHN & ASSOCIATES, INC. located in Roswell, Georgia.
Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1989. Richard has worked at 3 firms and has passed the Series 65, Series 63, Series 22 and Series 39 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Richard Joseph Stjohn's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 25, 2003 - Present
ST. JOHN & ASSOCIATES, INC.
Office #1: 500 Sun Valley Drive, Suite D-3, Roswell, GA 30076June 13, 1991 - September 9, 1992
PENSION SECURITIES, INC.
January 17, 1989 - January 22, 1993
SPALDING & COMPANY
Primary Firm SEC Registration
ST. JOHN & ASSOCIATES, INC.
CRD#: 124778 / SEC#: 801-121426
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(4/11/2023)
(3/25/2003)
Exams
Current Firm
ST. JOHN & ASSOCIATES, INC.
CRD#: 124778 / SEC#: 801-121426
Contact information
SEC notice filing (2 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 675 |
| AUM (Assets Under Management) | $ 116,089,822 |
Red Flags
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