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Donald Kelly Railsback

CRD# 1912950·Registered 1989 - 1995
Previously Registered: Being a previously registered professional could mean that Donald is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Donald Kelly Railsback, who also goes by Dinald Kelly Railsback, was a registered financial advisor. Donald was a previously registered financial professional and started their career in finance 1989 - 1995. Donald had worked at 8 firms and has passed the Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Dinald Kelly Railsback

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

37 years in the financial services industry

Current & Past Employments

HELIX SECURITIES, INC.·CRD# 25862
BD
Salt Lake City, UT
September 13, 1994 - April 24, 1995
WESTMARK SECURITIES CORPORATION·CRD# 16709
BD
Santa Monica, CA
June 22, 1994 - September 26, 1994
R.K. STEELE·CRD# 1904
BD
Beverly Hills, CA
September 2, 1993 - July 5, 1994
ALPINE SECURITIES CORPORATION·CRD# 14952
BD
Salt Lake City, UT
October 21, 1992 - September 21, 1993
MONACO SECURITIES, INC.·CRD# 15719
BD
Denver, CO
July 6, 1992 - October 16, 1992
AMR SECURITIES, INC.·CRD# 23368
BD
October 16, 1991 - June 25, 1992
FIRST AMERICAN BILTMORE SECURITIES, INC.·CRD# 17585
BD
June 4, 1991 - October 15, 1991
WASATCH STOCK TRADING, INC.·CRD# 16735
BD
June 20, 1989 - March 31, 1990

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Current Firm

HS
HELIX SECURITIES, INC.

HELIX SECURITIES, INC. | LAWTON LOAN AND INVESTMENT CORPORATION

CRD#: 25862 / SEC#: 8-42090
BD
Cancelled by SEC on 02/24/2003

Contact Information

Established

Utah since 05/05/1989

Firm Type

Corporation

Fiscal Year End

December

Documents

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 1989About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Jun 1989About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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