Joseph C. Quattrochi
Professional summary
Joseph Charles Quattrochi was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Joseph is a previously registered financial professional and started their career in finance in 1989. Prior to being barred, Joseph had worked at 7 firms, which includes CARDINAL CAPITAL MANAGEMENT INC., LCP CAPITAL CORP., SHAMROCK PARTNERS LTD, J.P. TURNER & COMPANY L.L.C., ARGENT SECURITIES INC., GRUNTAL & CO. L.L.C., LEHMAN BROTHERS INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 14, 2002 - August 20, 2003
CARDINAL CAPITAL MANAGEMENT, INC.
December 18, 1998 - January 25, 2001
LCP CAPITAL CORP.
June 3, 1998 - January 20, 1999
SHAMROCK PARTNERS, LTD
July 22, 1997 - May 18, 1998
J.P. TURNER & COMPANY, L.L.C.
July 8, 1996 - August 12, 1997
ARGENT SECURITIES, INC.
May 25, 1993 - July 2, 1996
GRUNTAL & CO., L.L.C.
January 24, 1989 - June 16, 1993
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
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Exams
Current Firm
CARDINAL CAPITAL MANAGEMENT, INC.
CRD#: 24605 / SEC#: , 8-41272
Contact information
Documents
Disclosures
| Regulatory Event | 6 |
| Arbitration | 2 |
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