Saro J. Picciotto
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Saro Joseph Picciotto was a registered financial professional .
Saro is a previously registered financial professional and started their career in finance in 1989. Saro had worked at 4 firms and has passed the Series 65 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 13, 2012 - April 18, 2013
ARTIS ADVISORS
March 14, 2002 - July 9, 2013
WFS, LLC
August 14, 1999 - August 9, 2013
WAINWRIGHT INVESTMENT COUNSEL LLC
January 19, 1989 - March 19, 2002
H.C.WAINWRIGHT & CO., LLC
State Registrations and Notice Filings
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Exams
Current Firm
ARTIS ADVISORS
CRD#: 159997 / SEC#: 801-73062
Contact information
Red Flags
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