Glen E. Horecky
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Glen Evan Horecky was a registered financial advisor .
Glen is a previously registered financial advisor and started their career in finance in 1989. Glen had worked at 11 firms and has passed the Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 19, 2003 - November 7, 2003
CARILLON INVESTMENTS, INC.
July 14, 1999 - September 30, 2003
KESTRA INVESTMENT SERVICES, LLC
July 11, 1999 - September 30, 2003
KESTRA INVESTMENT SERVICES, LLC
July 9, 1997 - July 6, 1999
SECURITIES AMERICA, INC.
April 3, 1997 - July 28, 1997
FFP SECURITIES, INC.
January 13, 1995 - February 12, 1997
JOSEPH CHARLES & ASSOC., INC.
April 23, 1993 - October 8, 1993
COMPREHENSIVE CAPITAL CORPORATION
December 4, 1991 - November 19, 1992
CETERA WEALTH SERVICES, LLC
May 30, 1991 - November 26, 1991
WORLD INVEST CORPORATION
April 24, 1991 - June 10, 1991
K.W. BROWN INVESTMENTS
October 25, 1990 - February 20, 1991
GREEN HILL FINANCIAL SERVICE CORPORATION
February 8, 1989 - February 11, 1989
LOWRY FINANCIAL SERVICES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CARILLON INVESTMENTS, INC.
CRD#: 14646 / SEC#: , 8-31002
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE UNION CENTRAL LIFE INSURANCE COMPANY | SHAREHOLDER | |
| ELLIOTT, JENNIFER ANN | ASSISTANT VICE PRESIDENT, OPERATIONS | 4181299 |
| FELDMAN, JOHN ROBERT | ASSISTANT VICE PRESIDENT, SROP | 2139396 |
| GROSSER, CONNIE SUE | VICE PRESIDENT, SROP, FINOP PRINCIPAL, MUNI PRINCIPAL, TREASURER | 1998135 |
| HITCHCOCKGEAR, SALENE MARIE | PRESIDENT | 2590328 |
| HUFFMAN, GARY THOMAS | DIRECTOR | 1032890 |
| LABMEIER, JOHN FRANCIS | VICE PRESIDENT AND SECRETARY | 1229012 |
| LUCAS, JOHN MICHAEL | ASSISTANT SECRETARY | 2099377 |
| MACKENDRICK, MELISSA ANN | ASSISTANT TREASURER | 3236420 |
| OTOOLE, KEVIN WILLIAM | VICE PRESIDENT | 1218438 |
| STARKEY, AMY DANNIS | ASSISTANT VICE PRESIDENT, CROP AND CHIEF COMPLIANCE OFFICER | 2469045 |
| SUTERMEISTER, STEVEN ROBERT | DIRECTOR | 846329 |
| VANERP, ANDREW JAMES | VICE PRESIDENT, MARKETING & SALES | 2643069 |
Disclosures
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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