Thomas A. Meyers
Professional summary
Thomas Alan Meyers, who also goes by Thomas Alan Meyers, Thomas Alan Meyers Jr., Tom Alan Meyers, Thomas Meyers, is a registered financial professional currently at FRANKLIN DISTRIBUTORS, LLC located in Chicago, Illinois.
Thomas is registered as a RR (Registered Representative) and started their career in finance in 1989. Thomas has worked at 9 firms and has passed the Series 63, Series 66, Series 99TO, Series 7TO, SIE, Series 3, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Thomas Alan Meyers's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 23, 2022 - Present
FRANKLIN DISTRIBUTORS, LLC
Office #1: 155 N Wacker Suite 3660, Chicago, IL 60606February 8, 2024 - July 3, 2024
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP
May 3, 2004 - September 30, 2004
QUASAR DISTRIBUTORS, LLC
January 15, 2003 - June 14, 2004
SEIX INVESTMENT ADVISORS INC
May 10, 2001 - November 25, 2002
GOODWIN CAPITAL ADVISERS, INC.
November 17, 2000 - November 8, 2002
VP DISTRIBUTORS LLC
December 4, 1991 - August 15, 2000
CONSECO EQUITY SALES, INC.
October 9, 1990 - July 31, 1991
CONSECO SECURITIES, INC.
January 17, 1989 - December 8, 1989
EFC SPONSORS CORPORATION
State Registrations and Notice Filings
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Exams
Series 99TO
Date: 7/1/2025
Operations Professional ExaminationSeries 7TO
Date: 2/23/2022
General Securities Representative ExaminationFINRA
Current Firm
FRANKLIN DISTRIBUTORS, LLC
CRD#: 109064 / SEC#: , 8-53089
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
Red Flags
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