Carl R. Resnick

FLEXIBLE PLAN INVESTMENTS LTD

Bloomfield Hills, MI 48302-1432

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CRD#: 1912294

Professional summary

Carl Richard Resnick is a registered financial advisor currently at FLEXIBLE PLAN INVESTMENTS LTD located in Bloomfield Hills, Michigan and CEROS FINANCIAL SERVICES, INC. located in Rockville, Maryland.

Carl is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Carl has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Carl Richard Resnick's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 18, 2024 - Present

FLEXIBLE PLAN INVESTMENTS LTD

Office #1: 3883 Telegraph Rd Ste 100, Bloomfield Hills, MI 48302-1432

RIA

CRD#: 110762

Bloomfield Hills, MI

Current

December 12, 2024 - Present

CEROS FINANCIAL SERVICES, INC.

Office #1: 1445 Research Boulevard Suite 530, Rockville, MD 20850

CRD#: 37869

Rockville, MD

Past

March 3, 2014 - October 16, 2024

GUGGENHEIM FUNDS DISTRIBUTORS, LLC

CRD#: 39805

ROCKVILLE, MD

Past

October 26, 2010 - October 16, 2024

GUGGENHEIM INVESTMENTS

RIA

CRD#: 105477

Rockville, MD

Past

May 8, 2009 - October 28, 2010

RYDEX ADVISORY SERVICES, LLC

RIA

CRD#: 132735

ROCKVILLE, MD

Past

September 24, 1998 - March 3, 2014

GUGGENHEIM DISTRIBUTORS, LLC

CRD#: 40805

ROCKVILLE, MD

Past

September 2, 1993 - September 24, 1998

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

SMITHFIELD, RI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FLEXIBLE PLAN INVESTMENTS LTD

CRD#: 110762 / SEC#: 801-21073

RIA

Registered Investment Advisory firm - (4/12/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Alabama
(10/18/2024)

Alabama
(8/20/2025)

IAR

Alaska
(10/21/2024)

Arizona
(8/20/2025)

IAR

Arkansas
(10/24/2024)

IAR

California
(10/18/2024)

California
(8/20/2025)

IAR

Colorado
(10/21/2024)

Colorado
(8/20/2025)

IAR

Connecticut
(10/18/2024)

Connecticut
(8/20/2025)

IAR

Delaware
(10/21/2024)

Delaware
(8/20/2025)

District of Columbia
(8/20/2025)

Florida
(8/20/2025)

Georgia
(8/20/2025)

IAR

Hawaii
(10/21/2024)

Hawaii
(8/20/2025)

IAR

Idaho
(10/18/2024)

Idaho
(8/20/2025)

IAR

Illinois
(10/24/2024)

Illinois
(8/20/2025)

Indiana
(8/20/2025)

IAR

Iowa
(10/21/2024)

Iowa
(8/20/2025)

IAR

Kansas
(10/18/2024)

Kansas
(8/20/2025)

IAR

Kentucky
(10/22/2024)

Kentucky
(8/20/2025)

Louisiana
(8/20/2025)

Maine
(8/20/2025)

IAR

Maryland
(10/18/2024)

Maryland
(12/12/2024)

Massachusetts
(8/20/2025)

IAR

Michigan
(10/23/2024)

Michigan
(8/20/2025)

IAR

Minnesota
(10/18/2024)

Minnesota
(8/20/2025)

IAR

Mississippi
(10/18/2024)

Mississippi
(8/20/2025)

IAR

Missouri
(10/22/2024)

Missouri
(11/12/2025)

IAR

Montana
(10/21/2024)

Montana
(8/20/2025)

IAR

Nebraska
(10/18/2024)

Nebraska
(8/20/2025)

IAR

Nevada
(10/18/2024)

Nevada
(8/20/2025)

IAR

New Hampshire
(10/21/2024)

New Hampshire
(8/20/2025)

New Jersey
(8/20/2025)

IAR

New Mexico
(10/21/2024)

New Mexico
(8/20/2025)

New York
(8/20/2025)

IAR

North Carolina
(10/18/2024)

North Carolina
(8/21/2025)

IAR

North Dakota
(10/21/2024)

North Dakota
(8/20/2025)

IAR

Ohio
(10/18/2024)

Ohio
(8/20/2025)

IAR

Oklahoma
(10/21/2024)

Oklahoma
(8/20/2025)

IAR

Oregon
(10/25/2024)

IAR

Pennsylvania
(10/21/2024)

Pennsylvania
(8/20/2025)

IAR

Puerto Rico
(10/22/2024)

Puerto Rico
(11/12/2025)

IAR

Rhode Island
(10/21/2024)

Rhode Island
(11/13/2025)

IAR

South Carolina
(10/22/2024)

South Carolina
(8/20/2025)

IAR

South Dakota
(10/18/2024)

South Dakota
(11/12/2025)

Tennessee
(8/20/2025)

IAR

Texas
(10/18/2024)

Texas
(8/20/2025)

IAR

Utah
(10/18/2024)

Utah
(8/20/2025)

IAR

Vermont
(10/18/2024)

Vermont
(8/20/2025)

IAR

Virginia
(10/22/2024)

Virginia
(8/20/2025)

IAR

Washington
(10/24/2024)

Washington
(8/20/2025)

IAR

West Virginia
(10/23/2024)

West Virginia
(8/20/2025)

IAR

Wisconsin
(10/18/2024)

Wisconsin
(8/20/2025)

IAR

Wyoming
(10/18/2024)

Wyoming
(8/20/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/4/2009

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/27/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/12/1993

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 9/1/1993

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 3/7/2007

General Securities Principal Examination

SRO Registrations

FINRA

SRO Registrations

Nasdaq Stock Market

Current Firm

FLEXIBLE PLAN INVESTMENTS LTD

CRD#: 110762 / SEC#: 801-21073

RIA

Registered Investment Advisory firm - (4/12/1984 Approved)

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Contact information

Main Address

3883 Telegraph Rd Ste 100, Bloomfield Hills, MI 48302-1432

Mailing Address

Phone number

(800) 347-3539

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A FIRM BROCHURE (6/10/2025)

Regulatory assets under management

Total Number of Accounts	12,557
AUM (Assets Under Management)	$ 1,536,363,862

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Carl R. Resnick

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Carl Richard Resnick's CRS (Customer Relationship Summary).

Certified licenses

Experience

CEROS FINANCIAL SERVICES, INC.

GUGGENHEIM FUNDS DISTRIBUTORS, LLC

GUGGENHEIM INVESTMENTS

RYDEX ADVISORY SERVICES, LLC

GUGGENHEIM DISTRIBUTORS, LLC

FIDELITY BROKERAGE SERVICES LLC

Primary Firm SEC Registration

FLEXIBLE PLAN INVESTMENTS LTD

State Registrations and Notice Filings

Exams

Series 65

Date: 9/4/2009

Series 63

Date: 10/27/1993

SIE

Date: 10/1/2018

Series 7

Date: 10/12/1993

Series 6

Date: 9/1/1993

Series 24

Date: 3/7/2007

FINRA

Nasdaq Stock Market

Current Firm

FLEXIBLE PLAN INVESTMENTS LTD

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FLEXIBLE PLAN INVESTMENTS LTD

TRUST BUT VERIFY

Contact information

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