Scott D. Daniels
Professional summary
Scott David Daniels, who also goes by Scott Daniels, is a registered financial professional currently at HRC FUND ASSOCIATES, LLC located in New York, New York.
Scott is registered as a RR (Registered Representative) and started their career in finance in 1990. Scott has worked at 20 firms and has passed the Series 99TO, SIE, Series 62 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Scott David Daniels's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 31, 2007 - Present
HRC FUND ASSOCIATES, LLC
Office #1: 88 Pine Street 31st Floor, Suite 3101, New York, NY 10005August 29, 2017 - June 22, 2021
STASH CAPITAL LLC
May 21, 2013 - April 16, 2021
FORGE MARKETS LLC
February 13, 2013 - April 30, 2018
TROUT CAPITAL LLC
October 4, 2012 - November 15, 2021
MCMORGAN & COMPANY CAPITAL ADVISORS LLC
August 14, 2009 - December 6, 2021
FOROS SECURITIES LLC
September 7, 2007 - September 29, 2022
TRANSPACIFIC GROUP LLC
August 21, 2007 - August 31, 2010
CICC US SECURITIES, INC.
March 24, 2006 - February 13, 2008
AGORA SECURITIES CORP.
November 10, 2005 - July 3, 2006
SEACAP SECURITIES LLC
April 20, 2005 - February 11, 2022
PCS SECURITIES, INC.
September 20, 2004 - February 6, 2014
SANTANDER INTERNATIONAL SECURITIES, INC.
November 15, 2002 - October 19, 2005
GLOBAL SECURITIES (USA), INC.
February 5, 1996 - January 29, 2003
IRONHORSE SECURITIES INC.
November 17, 1995 - December 3, 2004
LIONHEART SERVICES, INC.
March 15, 1995 - January 1, 1996
ABN AMRO ASIA INC.
June 6, 1994 - January 10, 2003
ACF INTERNATIONAL INC.
January 12, 1994 - December 12, 2011
GOLDMAN SACHS AUSTRALIA INC.
May 22, 1992 - November 15, 2024
PAPAMARKOU WELLNER & CO., INC.
July 11, 1990 - March 3, 1997
MCINTOSH & COMPANY, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 62
Date: 8/12/1999
Corporate Securities Limited Representative ExaminationFINRA
Current Firm
HRC FUND ASSOCIATES, LLC
CRD#: 142846 / SEC#: , 8-67496
Contact information
FINRA licenses (42 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DANIELS, SCOTT DAVID | MEMBER; FINOP, CFO | 1912249 |
| FONTANA, VICTOR J JR. | CONTROLLER | 6054744 |
| FONTANA, VICTOR JOSEPH | MEMBER, PRESIDENT, COO | 1240936 |
| HILL, RAYMOND ALEXANDER III | MEMBER | 1950094 |
| REICK, TIMOTHY WILLIAM | CEO, MEMBER | 4384534 |
| THE DANIELS GST TRUST | MEMBER | |
| THE FONTANA GST TRUST | MEMBER | |
| THE RAYMOND HILL GST TRUST | MEMBER | |
| DANIELS, SCOTT DAVID | TRUSTEE - THE FONTANA GST TRUST | 1912249 |
| DANIELS, SCOTT DAVID | TRUSTEE - THE RAYMOND HILL GST TRUST | 1912249 |
| DANIELS, TERI ANN | TRUSTEE - THE DANIELS GST TRUST | 6154120 |
| FONTANA, CHRISTINE LYNN | TRUSTEE - THE FONTANA GST TRUST | 6153900 |
| FONTANA, VICTOR JOSEPH | TRUSTEE - THE DANIELS GST TRUST | 1240936 |
| NOWACK, ANDREW PETER | CCO, GENERAL COUNSEL | 2488500 |
Red Flags
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