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Eric Jay Aronson

CRD# 1912232·Registered 1990 - 1996
Barred: Eric Jay Aronson was barred by both the FINRA and the SEC and is not permitted to conduct business in the covered capacity.

Professional Summary

Eric Jay Aronson was a registered financial advisor. Eric was a previously registered financial professional and started their career in finance 1990 - 1996. Eric had worked at 9 firms and has passed the Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

35 years in the financial services industry

Current & Past Employments

LANDMARK INTERNATIONAL EQUITIES·CRD# 25098
BD
Westbury, NY
November 28, 1994 - December 12, 1996
GKN SECURITIES CORP.·CRD# 19415
BD
New York, NY
March 14, 1994 - June 20, 1994
H G I·CRD# 14079
BD
Jericho, NY
October 16, 1992 - March 14, 1994
THE WELLINGTON GROUP, INC.·CRD# 17814
BD
New York, NY
January 8, 1992 - September 3, 1992
JOHNSON, MCKENNEY,CARR & COMPANY INCORPORATED·CRD# 24681
BD
December 9, 1991 - January 1, 1992
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC·CRD# 11025
BD
St. Louis, MO
September 26, 1991 - December 19, 1991
J.W. BARCLAY & CO., INC.·CRD# 23350
BD
Woodbridge, NJ
September 16, 1991 - September 30, 1991
COMMONWEALTH ASSOCIATES·CRD# 20833
BD
New York, NY
January 9, 1991 - August 28, 1991
GLOBAL AMERICA INCORPORATED·CRD# 23000
BD
December 11, 1990 - January 3, 1991

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Current Firm

LI
LANDMARK INTERNATIONAL EQUITIES

LANDMARK COMMODITIES, INC. | LANDMARK INTERNATIONAL EQUITIES | LANDMARK EQUITIES

CRD#: 25098 / SEC#: 8-41549
BD
Cancelled by SEC on 06/20/2001

Contact Information

Established

New York since 01/27/1989

Firm Type

Corporation

Fiscal Year End

December

Documents

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 1990About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Dec 1990About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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