Douglas A. Sheinberg
Professional summary
Douglas Adam Sheinberg was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Douglas is a previously registered financial professional and started their career in finance in 1989. Prior to being barred, Douglas had worked at 9 firms, which includes U.S. SECURITIES & FUTURES CORP., SHARPE CAPITAL INC., FIRST METROPOLITAN SECURITIES INC., SHAMUS GROUP INC., H.J. MEYERS & CO. INC., EMANUEL AND COMPANY, LEGEND MERCHANT GROUP INC., VANDERBILT SECURITIES INC., J. T. MORAN & CO. INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 24, 1999 - January 22, 2001
U.S. SECURITIES & FUTURES CORP.
June 17, 1998 - December 14, 1999
SHARPE CAPITAL, INC.
October 29, 1997 - May 21, 1998
FIRST METROPOLITAN SECURITIES, INC.
May 22, 1997 - October 31, 1997
SHAMUS GROUP, INC.
July 21, 1994 - May 15, 1997
H.J. MEYERS & CO., INC.
October 22, 1990 - July 28, 1994
EMANUEL AND COMPANY
October 1, 1990 - October 31, 1990
LEGEND MERCHANT GROUP, INC.
February 2, 1990 - November 27, 1990
VANDERBILT SECURITIES, INC.
January 26, 1990 - January 26, 1990
VANDERBILT SECURITIES, INC.
March 21, 1989 - February 15, 1990
J. T. MORAN & CO., INC.
State Registrations and Notice Filings
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Exams
Current Firm
U.S. SECURITIES & FUTURES CORP.
CRD#: 36045 / SEC#: , 8-46994
Contact information
Documents
Disclosures
| Regulatory Event | 9 |
| Arbitration | 3 |
Red Flags
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