Danny G. Pinkerton
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Danny Gene Pinkerton was a registered financial professional .
Danny is a previously registered financial professional and started their career in finance in 1989. Danny had worked at 7 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 12, 1995 - June 12, 1995
D.E. FREY & COMPANY, INC.
August 10, 1994 - January 26, 1995
FLEMMING, ANDERSON, COHEN & LEE, INC.
April 3, 1993 - August 24, 1994
R.K. STEELE
April 24, 1991 - March 23, 1993
TAMARON INVESTMENTS, INC.
November 9, 1990 - May 7, 1991
GILBERT MARSHALL & COMPANY
March 2, 1990 - November 13, 1990
BRENNAN ROSS SECURITIES, INC.
March 21, 1989 - March 13, 1990
THE STUART-JAMES COMPANY, INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
D.E. FREY & COMPANY, INC.
CRD#: 23595 / SEC#: , 8-40582
Contact information
Documents
Disclosures
| Regulatory Event | 11 |
| Civil Event | 4 |
| Arbitration | 8 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
