RM
Ronald F. Murtha
BROOKLIGHT PLACE SECURITIES
Fountain Hills, AZ 85268
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CRD#: 1911775
RM
Professional summary
Ronald Francis Murtha, ChFC®, CLU® is a registered financial professional currently at BROOKLIGHT PLACE SECURITIES, INC. located in Fountain Hills, Arizona.
Ronald is registered as a RR (Registered Representative) and started their career in finance in 1989. Ronald has worked at 10 firms and has passed the Series 63, Series 65, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
ASSET CONSULTING, LLC / INVESTMENT RELATED / 88 UNION AVENUE, GARFIELD, NJ 07026 / INDEPENDENT INSURANCE AGENT / 01/1998 / 12 HOURS/MONTH / 4 HOURS/MONTH DURING SECURITIES TRADING HOURS / SALES AND SERVICE OF LIFEM LTC AND ANNUITY PRODUCTS. CO-OWNER / NOT INVESTMENT RELATED / 88 UNION AVENUE, GARFIELD, NJ 07026 / MY WIFE IS SELING PARCELS OF INVESTMENT PROPERTY. RON MURTHA/ ASSET CONSULTING L.L.C. 88 UNION AVE, GARFIELD N.J. 07026 PRESIDENT DUTIES: I SERVICE EXISTING CLIENTS FROM PRIOR SALES OF FINANCIAL PRODUCTS. I RECEIVE RENEWAL COMMISSIONS. 5% NOT INVESTMENT RELATED NA POSITION: na NATURE: real estate INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 10/11/2017 ADDRESS: 88 union ave, garfield NJ 07026, United States DESCRIPTION: assist my wife/mother in law with transaction of real estate sale FIXED/INDEXED ANNUITIES, INDEXED LIFE, VOLUNTARY SUPPLEMENTAL BENEFITS, LTC RENEWAL FROM LINCOLN FINANCIAL, ALLIANZ, GUGGENIHEIM, VOYA, LINCOLN BENEFIT, COLONIAL LIFE, PROTECTIVE, MUTUAL of OMAHA, GENWORTH, AND JOHN HANCOCK. GREAT AMERICAN LIFE INSURANCE COMPANY POSITION: Fixed/Indexed Annuity renewal commissions NATURE: Fixed/Indexed Annuity renewals INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 08/18/2021 ADDRESS: 1144 Clifton Ave, Clifton NJ 07013, United States DESCRIPTION: Receipt of Fixed/Indexed Annuity renewals LINCOLN BENEFIT/COLONIA LIFE/PROTECTIVE POSITION: Receipt of renewal commissions NATURE: Fixed/Indexed Life/Voluntaru Supp Benefits INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 08/16/2021 ADDRESS: 1144 Clifton Ave, Clifton NJ 07013, United States DESCRIPTION: Fixed/Indexed Life/Voluntary Supplemental Benefits renewal commissions LINCOLN FINANCIAL/ALLIANZ/GUGGENHEIM/VOYA POSITION: Fixed/Indexed Annuity renewals NATURE: Finance and Insurance INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 08/16/2021 ADDRESS: 1144 Clifton Ave, Clifton NJ 07013, United States DESCRIPTION: Fixed/Indexed annuity renewals ASSET CONSULTING, LLC POSITION: member NATURE: Administrative Support INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 08/16/2021 ADDRESS: 1144 Clifton Ave, Clifton NJ 07013, United States DESCRIPTION: incidental DBA for book keeping purposes only REAL ESTATE PROPERTY POSITION: Spouse inherited property NATURE: Real Estate Development Rental and Leasing INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 03/18/2022 ADDRESS: 85 Union Aenue, Garfield NJ 07026, United States DESCRIPTION: Assisting spouse in sale of personally owned property lots in Montenegro PARTNERSHIP IN REAL ESTATE PROPERTY POSITION: PARTNER NATURE: Buying Real Estate Property to fix and re-sell INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2022 ADDRESS: 88 Union Avenue, New Jersey NJ 07026, United States DESCRIPTION: Passive investor, buying property at Sheriff's auction to fix and re-sell
CRS (Client Relationship Summary) - BD
Click below to view Ronald Francis Murtha's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
September 5, 2022 - Present
BROOKLIGHT PLACE SECURITIES, INC.
Office #1: 16930 E. Palisades Blvd Suite 100-d, Fountain Hills, AZ 85268BD
CRD#: 15764
Fountain Hills, AZ
Past
September 1, 2021 - September 9, 2022
PRUCO SECURITIES, LLC.
RIA
CRD#: 5685
Basking Ridge, NJ
Past
August 17, 2021 - September 9, 2022
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
Basking Ridge, NJ
Past
April 13, 2021 - September 13, 2021
LIFEMARK SECURITIES CORP.
RIA
CRD#: 16204
Clifton, NJ
Past
April 13, 2021 - September 13, 2021
LIFEMARK SECURITIES CORP.
BD
CRD#: 16204
Clifton, NJ
Past
February 3, 2021 - April 16, 2021
ALLSTATE FINANCIAL ADVISORS, LLC
RIA
CRD#: 109524
Cranford, NJ
Past
August 27, 2009 - April 16, 2021
ALLSTATE FINANCIAL SERVICES, LLC
BD
CRD#: 18272
CRANFORD, NJ
Past
June 23, 2004 - August 19, 2009
AMERITAS INVESTMENT COMPANY, LLC
RIA
CRD#: 14869
GARFIELD, NJ
Past
October 30, 2002 - August 19, 2009
AMERITAS INVESTMENT COMPANY, LLC
BD
CRD#: 14869
GARFIELD, NJ
Past
February 23, 2000 - October 18, 2002
USALLIANZ SECURITIES, INC.
BD
CRD#: 40875
MINNEAPOLIS, MN
Past
October 26, 1998 - September 16, 1999
NYLIFE SECURITIES LLC
BD
CRD#: 5167
NEW YORK, NY
Past
January 4, 1995 - February 18, 1998
1717 CAPITAL MANAGEMENT COMPANY
BD
CRD#: 4082
NEWARK, DE
Past
January 5, 1989 - December 10, 1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
BD
CRD#: 680
NEWARK, NJ
Past
January 5, 1989 - January 21, 1995
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
NEWARK, NJ
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(7/28/2023)
RR
Florida(9/6/2022)
RR
Georgia(2/14/2025)
RR
New Jersey(9/6/2022)
RR
Ohio(9/6/2022)
RR
South Carolina(9/7/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
BP
BROOKLIGHT PLACE SECURITIES, INC.
BROOKLIGHT PLACE SECURITIES, INC. | MTL EQUITY PRODUCTS, INC.
CRD#: 15764 / SEC#: 801-61232, 8-32673
BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information
Main Address
16930 E. Palisades Blvd Suite 220, Downers Grove, IL 60515
Mailing Address
16930 E. Palisades Blvd Suite 125, Fountain Hills, AZ 85268
Phone number
(888) 976-0659
Established
Illinois since 08/10/1984
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TRAC ENTERPRISES LLC | SHAREHOLDER | |
| BROKERS ALLIANCE, INC. | SHAREHOLDER | |
| TRUHLAR, CHARLES ANTHONY | OWNER OF SHAREHOLDER, PRESIDENT, CHIEF COMPLIANCE OFFICER | 4533534 |
Red Flags
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