Ronald F. Murtha
Professional summary
Ronald Francis Murtha, ChFC®, CLU® is a registered financial professional currently at BROOKLIGHT PLACE SECURITIES, INC. located in Fountain Hills, Arizona.
Ronald is registered as a RR (Registered Representative) and started their career in finance in 1989. Ronald has worked at 10 firms and has passed the Series 63, Series 65, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Ronald Francis Murtha's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 5, 2022 - Present
BROOKLIGHT PLACE SECURITIES, INC.
Office #1: 16930 E. Palisades Blvd Suite 125, Fountain Hills, AZ 85268September 1, 2021 - September 9, 2022
PRUCO SECURITIES, LLC.
August 17, 2021 - September 9, 2022
PRUCO SECURITIES, LLC.
April 13, 2021 - September 13, 2021
LIFEMARK SECURITIES CORP.
April 13, 2021 - September 13, 2021
LIFEMARK SECURITIES CORP.
February 3, 2021 - April 16, 2021
ALLSTATE FINANCIAL ADVISORS, LLC
August 27, 2009 - April 16, 2021
ALLSTATE FINANCIAL SERVICES, LLC
June 23, 2004 - August 19, 2009
AMERITAS INVESTMENT COMPANY, LLC
October 30, 2002 - August 19, 2009
AMERITAS INVESTMENT COMPANY, LLC
February 23, 2000 - October 18, 2002
USALLIANZ SECURITIES, INC.
October 26, 1998 - September 16, 1999
NYLIFE SECURITIES LLC
January 4, 1995 - February 18, 1998
1717 CAPITAL MANAGEMENT COMPANY
January 5, 1989 - December 10, 1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
January 5, 1989 - January 21, 1995
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/28/2023)
(9/6/2022)
(2/14/2025)
(9/6/2022)
(9/6/2022)
(9/7/2022)
Exams
FINRA
Current Firm
BROOKLIGHT PLACE SECURITIES, INC.
CRD#: 15764 / SEC#: 801-61232, 8-32673
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TRAC ENTERPRISES LLC | SHAREHOLDER | |
| BROKERS ALLIANCE, INC. | SHAREHOLDER | |
| TRUHLAR, CHARLES ANTHONY | OWNER OF SHAREHOLDER, PRESIDENT, CHIEF COMPLIANCE OFFICER | 4533534 |
Red Flags
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