David H. Tobin

SABANA CAPITAL MANAGEMENT

Dallas, TX 75240

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CRD#: 1911752

Professional summary

David Hansson Tobin, who also goes by David Tobin, is a registered financial advisor currently at SABANA CAPITAL MANAGEMENT, LLC located in Dallas, Texas.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. David has worked at 8 firms and has passed the Series 66, Series 63, Series 7 and Series 3 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

David Tobin

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Hansson Tobin's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 15, 2011 - Present

SABANA CAPITAL MANAGEMENT, LLC

Office #1: 6350 Lbj Freeway Suite 152, Dallas, TX 75240

RIA

CRD#: 156273

Dallas, TX

Past

November 27, 2009 - June 27, 2011

WFG INVESTMENTS, INC.

CRD#: 22704

DALLAS, TX

Past

November 25, 2009 - December 31, 2010

WFG ADVISORS, LP

RIA

CRD#: 125073

DALLAS, TX

Past

September 14, 2004 - December 2, 2009

MOMENTUM INDEPENDENT NETWORK INC.

RIA

CRD#: 17587

DALLAS, TX

Past

September 14, 2004 - December 2, 2009

MOMENTUM INDEPENDENT NETWORK INC.

CRD#: 17587

DALLAS, TX

Past

March 1, 2004 - September 14, 2004

HILLTOP SECURITIES INC.

RIA

CRD#: 6220

AUSTIN, TX

Past

March 1, 2004 - September 14, 2004

HILLTOP SECURITIES INC.

CRD#: 6220

DALLAS, TX

Past

March 3, 2003 - March 11, 2004

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

AUSTIN, TX

Past

February 25, 2003 - March 11, 2004

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

November 27, 2001 - December 13, 2002

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

Past

May 25, 1993 - February 3, 1995

ROBERT THOMAS SECURITIES, INC

CRD#: 10147

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(6/15/2011)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/2/2001

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 5/27/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 10/17/2001

General Securities Representative Examination

General Industry/Product Exam

Series 3

Date: 12/19/1988

National Commodity Futures Examination

Current Firm

SABANA CAPITAL MANAGEMENT, LLC

CRD#: 156273 / SEC#:

Texas

Registered Investment Advisory firm - (6/14/2011 Approved)

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Contact information

Main Address

6350 Lbj Freeway Suite 152, Dallas, TX 75240

Mailing Address

Po Box 671233, Dallas, TX 75367

Phone number

(214) 238-3660

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	60
AUM (Assets Under Management)	$ 19,223,293

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

David H. Tobin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Hansson Tobin's CRS (Customer Relationship Summary).

Certified licenses

Experience

WFG INVESTMENTS, INC.

WFG ADVISORS, LP

MOMENTUM INDEPENDENT NETWORK INC.

MOMENTUM INDEPENDENT NETWORK INC.

HILLTOP SECURITIES INC.

HILLTOP SECURITIES INC.

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

LEHMAN BROTHERS INC.

ROBERT THOMAS SECURITIES, INC

State Registrations and Notice Filings

Exams

Series 66

Date: 11/2/2001

Series 63

Date: 5/27/1993

Series 7

Date: 10/17/2001

Series 3

Date: 12/19/1988

Current Firm

SABANA CAPITAL MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

SABANA CAPITAL MANAGEMENT, LLC

TRUST BUT VERIFY

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