Alan M. Tofig
Professional summary
Alan Michael Tofig, CFP® is a registered financial professional currently at SAYBRUS EQUITY SERVICES, LLC located in Palm Beach Gardens, Florida.
Alan is registered as a RR (Registered Representative) and started their career in finance in 1989. Alan has worked at 15 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 53, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Alan Michael Tofig's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 26, 2024 - Present
SAYBRUS EQUITY SERVICES, LLC
October 24, 2023 - March 18, 2024
CITIZENS SECURITIES, INC.
October 24, 2023 - March 18, 2024
CITIZENS SECURITIES, INC.
November 1, 2021 - October 10, 2023
TRUIST ADVISORY SERVICES, INC.
November 1, 2021 - October 10, 2023
TRUIST INVESTMENT SERVICES, INC.
October 30, 2018 - November 1, 2021
P.J. ROBB VARIABLE, LLC
June 25, 2015 - October 23, 2018
PRUCO SECURITIES, LLC.
July 3, 2013 - June 17, 2015
THE LEADERS GROUP, INC.
January 3, 2013 - May 3, 2013
PRUCO SECURITIES, LLC.
October 4, 2010 - January 3, 2013
HIMCO DISTRIBUTION SERVICES COMPANY
December 10, 2008 - September 17, 2010
MML INVESTORS SERVICES, LLC
November 22, 2006 - December 12, 2008
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY
September 19, 2006 - September 22, 2006
MML INVESTORS SERVICES, LLC
September 18, 2006 - September 17, 2010
MML INVESTORS SERVICES, LLC
November 14, 2002 - July 17, 2006
KB FINANCIAL PARTNERS, LLC
July 30, 2002 - July 12, 2006
EQUITABLE ADVISORS, LLC
October 4, 1995 - January 5, 2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
October 4, 1995 - July 12, 2006
EQUITABLE ADVISORS, LLC
March 15, 1995 - November 22, 1995
PERSHING LLC
August 1, 1990 - July 29, 1993
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 24, 1989 - May 9, 1990
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/26/2024)
Exams
FINRA
Current Firm
SAYBRUS EQUITY SERVICES, LLC
CRD#: 153319 / SEC#: , 8-68521
Contact information
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SAYBRUS HOLDINGS, LLC | PARENT COMPANY | |
| ALI, AZIZ | VICE PRESIDENT | 5030560 |
| CASSIDY, EDWARD WILLIAM JR | EXEC. VP / INTERNAL DIRECTOR | 1606787 |
| COSTENBADER, WALTER RUSSELL | FINOP | 1828345 |
| HALPERIN, JEFFREY PAUL | INTERNAL DIRECTOR | 2899327 |
| LOWE, MOIRA CRONAN | PRESIDENT / CEO / INTERNAL DIRECTOR | 4076427 |
| MOORE, GIDEON CLOYES | CHIEF LEGAL OFFICER | 7011735 |
| SADOWSKI, ADAM MARK | ASSISTANT VICE PRESIDENT | 4578505 |
| SIINO, KATHERINE MARY | AVP & CHIEF COMPLIANCE OFFICER | 1666402 |
| TOMKO, CHRISTINE | CFO, PFO, POO | 6989991 |
| VIETRI, MICHAEL JOSEPH | INTERNAL DIRECTOR | 1068983 |
Red Flags
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