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WM

William J. Mulhearn

ASPIRE FINANCIAL
Ebensburg, PA 15931
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CRD#: 1911619
WM

Professional summary


William John Mulhearn is a registered financial advisor currently at ASPIRE FINANCIAL, INC. located in Ebensburg, Pennsylvania and FUND INVESTORS, INC. located in Ebensburg, Pennsylvania.

William is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1989. William has worked at 2 firms and has passed the Series 63, Series 52TO, Series 99TO, SIE, Series 7, Series 6, Series 9, Series 10, Series 24, Series 53, Series 27 and Series 8 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
-Long, Mulhearn & Criste P.C., 500 East High Street, Ebensburg, PA 15931 -Certified Public Accountants (non-investment related) -Owner (accountant) -01/01/1983 -100 hours per month -5 hours per day during trading hours -Aspire Financial, Inc., 510 East High Street, Ebensburg, PA 15931 -Investment Advisor (investment related) -Owner (advisor) -01/01/2012 -23 hours per month -1 hours per day during trading hours

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view William John Mulhearn's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

January 18, 2012 - Present

ASPIRE FINANCIAL, INC.

Office #1: 510 East High Street, Ebensburg, PA 15931
RIA
CRD#: 159581
Ebensburg, PA
Current

January 30, 1989 - Present

FUND INVESTORS, INC.

Office #1: 510 East High Street, Ebensburg, PA 15931
BD
CRD#: 20374
Ebensburg, PA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Pennsylvania
(1/30/1989)
IAR
Pennsylvania
(1/18/2012)

Exams


State Security Law Exam
RR
Series 63
Date: 1/27/1989
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 52TO
Date: 9/25/2025
Municipal Securities Representative Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
RR
Series 8
Date: 10/3/1989
General Securities Sales Supervisor Examination (Options Module & General Module)
SRO Registrations
RR
FINRA

Current Firm


AF
ASPIRE FINANCIAL, INC.
ASPIRE FINANCIAL, INC.

CRD#: 159581 / SEC#:

Pennsylvania
Registered Investment Advisory firm - (1/4/2012 Approved)
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Contact information


Main Address
510 East High Street, Ebensburg, PA 15931
Mailing Address
Phone number
(814) 472-9317
Established
Firm type
Fiscal year end
# of Employees
3

Documents


Latest Form ADV

Regulatory assets under management


Total Number of Accounts189
AUM (Assets Under Management)$ 38,447,339

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


ASPIRE FINANCIAL, INC.

CRD#: 159581Ebensburg, PA 15931

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