Otto W. Lowe
Professional summary
Otto W Lowe, who also goes by Otto Wescott Lowe, is a registered financial professional currently at CGA SECURITIES, LLC located in Baltimore, Maryland.
Otto is registered as a RR (Registered Representative) and started their career in finance in 1989. Otto has worked at 7 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Otto W Lowe's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 12, 2025 - Present
CGA SECURITIES, LLC
Office #1: 2 Village Square Suite 255, Baltimore, MD 21210June 12, 2020 - August 29, 2025
SHERMAN & COMPANY LLC
November 29, 2004 - December 20, 2005
MMC SECURITIES LLC
May 8, 1997 - November 4, 2004
CAROLINA FINANCIAL SECURITIES, LLC
August 28, 1995 - June 25, 1996
FIRST UNION CAPITAL MARKETS CORP.
April 28, 1993 - May 2, 1995
CREDIT SUISSE SECURITIES (USA) LLC
December 16, 1992 - April 30, 1993
NATWEST MARKETS SECURITIES INC.
April 26, 1989 - July 31, 1992
CREDIT SUISSE SECURITIES (USA) LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/12/2025)
Exams
Series 79TO
Date: 6/12/2020
Investment Banking Registered Representative ExaminationFINRA
Current Firm
CGA SECURITIES, LLC
CRD#: 32301 / SEC#: , 8-45684
Contact information
FINRA licenses (5 States and Territories)
Documents
Red Flags
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