James L. Reynolds

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CRD#: 1911474

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

James Lloyd Reynolds SR., who also goes by Jim Reynolds, was a registered financial professional .

James is a previously registered financial professional and started their career in finance in 1989. James had worked at 8 firms and has passed the Series 65, Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Jim Reynolds

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

10/2000 OWNER; REYNOLDS FINANCIAL GROUP; SALES AND SERVICE OF LIFE/HEALTH INSURANCE AND ANNUITIES; 85% OF TIME; INVESTMENT RELATED. 10/2010 SOUND TAX NETWORK AFFILIATE/FRANCHISE OWNER; DBA CHOICE TAX TEAM; TAX PREP SERVICE COMPANY; TAX PREP PERFORMED BY CPA'S; 10% OF TIME; NON INVESTMENT RELATED. BOTH FROM 216 CHAUCER DRIVE IRWIN PA 15642. Mr. Reynolds is a general manager with Reynolds Signature Homes. His responsibilities is to coordinate Contractors for all aspects of home building. Non investment related. 216 Chaucer Dr Irwin PA 15642. 0 hours are dedicated to this activity during trading hours. 32 hours are dedicated to this activity outside of trading hours. 10% of his yearly income is derided from this activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

June 25, 2019 - December 31, 2024

FBA WEALTH MANAGEMENT, LLC

RIA

CRD#: 146390

Irwin, PA

Past

June 26, 2014 - September 21, 2018

FBA WEALTH MANAGEMENT, LLC

RIA

CRD#: 146390

IRWIN, PA

Past

September 6, 2013 - April 2, 2020

REYNOLDS FINANCIAL GROUP

RIA

CRD#: 160228

IRWIN, PA

Past

March 25, 2009 - December 31, 2011

MADISON AVENUE SECURITIES, LLC

RIA

CRD#: 23224

IRWIN, PA

Past

July 19, 2006 - March 25, 2009

MADISON AVENUE ADVISORS, INC.

RIA

CRD#: 137461

IRWIN, PA

Past

January 9, 2006 - December 31, 2011

MADISON AVENUE SECURITIES, LLC

CRD#: 23224

IRWIN, PA

Past

April 9, 2002 - December 31, 2005

TRANSAMERICA FINANCIAL ADVISORS, LLC

CRD#: 16164

PHILADELPHIA, PA

Past

March 6, 2002 - April 12, 2002

SII INVESTMENTS, INC.

CRD#: 2225

APPLETON, WI

Past

October 3, 2000 - March 12, 2002

TRANSAMERICA FINANCIAL ADVISORS, LLC

CRD#: 16164

PHILADELPHIA, PA

Past

March 20, 1989 - December 10, 1993

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA

CRD#: 680

NEWARK, NJ

Past

March 20, 1989 - October 4, 2000

PRUCO SECURITIES, LLC.

CRD#: 5685

NEWARK, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/17/2013

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/24/1989

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 3/17/1989

Investment Company Products/Variable Contracts Representative Examination

Current Firm

FBA WEALTH MANAGEMENT, LLC

CRD#: 146390 / SEC#:

Arizona

Registered Investment Advisory firm - (12/14/2020 Terminated)

Colorado

Registered Investment Advisory firm - (11/19/2015 Approved)

Florida