Junichi Nakashima

FORESIDE FINANCIAL SERVICES

New York, NY 10105

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CRD#: 1911232

Professional summary

Junichi Nakashima, who also goes by Jay Nakashima, is a registered financial professional currently at FORESIDE FINANCIAL SERVICES, LLC located in New York, New York.

Junichi is registered as a RR (Registered Representative) and started their career in finance in 2001. Junichi has worked at 7 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Jay Nakashima

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Junichi Nakashima's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 11, 2018 - Present

FORESIDE FINANCIAL SERVICES, LLC

Office #1: 1345 Avenue Of The Americas 2nd Floor, New York, NY 10105

CRD#: 148477

New York, NY

Past

August 22, 2017 - October 10, 2018

SILVER LEAF PARTNERS, LLC

CRD#: 126694

NEW YORK, NY

Past

July 22, 2014 - November 29, 2016

WADDELL & REED

CRD#: 866

OVERLAND PARK, KS

Past

July 22, 2014 - November 29, 2016

IVY DISTRIBUTORS, INC.

CRD#: 16496

OVERLAND PARK, KS

Past

January 28, 2013 - June 24, 2014

EMG CAPITAL LLC

CRD#: 159054

NEW YORK, NY

Past

November 4, 2004 - January 2, 2013

SILVER LEAF PARTNERS, LLC

CRD#: 126694

NEW YORK, NY

Past

July 17, 2003 - October 1, 2003

WALL STREET FINANCIAL GROUP, INC.

CRD#: 35830

VICTOR, NY

Past

March 12, 2001 - October 1, 2002

GAM SERVICES, INC.

CRD#: 25631

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(10/11/2018)

Florida
(10/11/2018)

Hawaii
(1/5/2021)

New York
(10/11/2018)

Texas
(10/11/2018)

Exams

State Security Law Exam

Series 63

Date: 8/11/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/10/2001

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

FORESIDE FINANCIAL SERVICES, LLC

BHIL DISTRIBUTORS, INC. | FORESIDE FINANCIAL SERVICES, LLC | BHIL DISTRIBUTORS, LLC

CRD#: 148477 / SEC#: , 8-68027

Broker-Dealer Firm Regulated by FINRA (Boston district office)

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Contact information

Main Address

190 Middle Street Suite 301, Portland, ME 04101

Mailing Address

190 Middle Street Suite 301, Portland, ME 04101

Phone number

(866) 251-6920

Established

Delaware since 07/31/2016

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Medium

# of Employees

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
FORESIDE DISTRIBUTORS, LLC	DIRECTOR OWNER/SOLE MEMBER
BRUNNER, JENNIFER ANNE	VICE PRESIDENT/CHIEF COMPLIANCE OFFICER	1137783
COWAN, TERESA MARIA KAZMIERSKI	PRESIDENT/MANAGER/DIRECTOR	1544189
EDELMAN, GABRIEL	SECRETARY	6654419
LA FOND, SUSAN LORENE	TREASURER	4512785
LANZA, CHRISTOPHER CONTE	VICE PRESIDENT	2184856
MACCHIA, KATE SCHENDEL	VICE PRESIDENT	4863973
SOMMERS, WESTON	CFO/FINOP	5290145

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Junichi Nakashima

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Junichi Nakashima's CRS (Customer Relationship Summary).

Certified licenses

Experience

SILVER LEAF PARTNERS, LLC

WADDELL & REED

IVY DISTRIBUTORS, INC.

EMG CAPITAL LLC

SILVER LEAF PARTNERS, LLC

WALL STREET FINANCIAL GROUP, INC.

GAM SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 8/11/2001

SIE

Date: 10/1/2018

Series 7

Date: 3/10/2001

FINRA

Current Firm

FORESIDE FINANCIAL SERVICES, LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

FORESIDE FINANCIAL SERVICES, LLC

TRUST BUT VERIFY

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