Garrett R. D'alessandro

SANDRO WEALTH MANAGEMENT LLC

RANCHO SANTA FE, CA

Some features on this profile are disabled

CRD#: 1910929

Professional summary

Garrett Richard D'alessandro, AIF®, CPWA®, who also goes by Garrett R Dalessandro, Garrett Richard Dalessandro, is a registered financial advisor currently at SANDRO WEALTH MANAGEMENT LLC located in Rancho Santa Fe, California.

Garrett is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1990. Garrett has worked at 6 firms and has passed the Series 63, Series 65, Series 57TO, SIE, Series 87, Series 55, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Garrett R Dalessandro | Garrett Richard Dalessandro

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Child Center; Not investment-related; Forest Hills, NY 11375; Charitable organization; Board member; Start date: 02/2013; Board member and assist with financials for a community non profit.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Garrett Richard D'alessandro's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

CPWA^®

Certified Private Wealth Advisor

Start date: 2020-03-24

Expire date: 2024-02-29

Experience

Current

December 13, 2024 - Present

SANDRO WEALTH MANAGEMENT LLC

Office #2: 155 Passaic Ave Suite 400, Fairfield, NJ 07004

RIA

CRD#: 332113

RANCHO SANTA FE, CA

Past

June 29, 2006 - October 25, 2023

SYMPHONIC SECURITIES LLC

CRD#: 139512

NEW YORK, NY

Past

September 9, 2005 - October 25, 2023

SYMPHONIC FINANCIAL ADVISORS LLC

RIA

CRD#: 135603

NEW YORK, NY

Past

March 16, 2001 - October 25, 2023

CITY NATIONAL ROCHDALE

RIA

CRD#: 117198

NEW YORK, NY

Past

August 4, 2000 - October 25, 2023

CNR SECURITIES, LLC

CRD#: 18466

NEW YORK, NY

Past

September 27, 1990 - May 25, 2004

ROCHDALE SECURITIES LLC

CRD#: 6863

STAMFORD, CT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SANDRO WEALTH MANAGEMENT LLC

ARCHLIGHT WEALTH MANAGEMENT LLC | SANDRO WEALTH MANAGEMENT LLC

CRD#: 332113 / SEC#: 801-131421

RIA

Registered Investment Advisory firm - (11/14/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(12/13/2024)

IAR

New Jersey
(12/13/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 8/1/2001

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 3/25/1994

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 57TO

Date: 1/2/2023

Securities Trader Exam

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 87

Date: 11/30/2004

Research Analyst Exam - Part II Regulations Module

General Industry/Product Exam

Series 55

Date: 3/26/2002

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 2/23/1999

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 10/25/1996

General Securities Principal Examination

Current Firm

SANDRO WEALTH MANAGEMENT LLC

ARCHLIGHT WEALTH MANAGEMENT LLC | SANDRO WEALTH MANAGEMENT LLC

CRD#: 332113 / SEC#: 801-131421

RIA

Registered Investment Advisory firm - (11/14/2024 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

155 Passaic Ave Suite 400, Fairfield, NJ 07004

Mailing Address

Phone number

(201) 661-3416

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SANDRO WEALTH MANAGEMENT LLC FORM ADV 2A (5/14/2025)

Regulatory assets under management

Total Number of Accounts	70
AUM (Assets Under Management)	$ 101,714,133

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Garrett R. D'alessandro

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Garrett Richard D'alessandro's CRS (Customer Relationship Summary).

Certified licenses

Experience

SYMPHONIC SECURITIES LLC

SYMPHONIC FINANCIAL ADVISORS LLC

CITY NATIONAL ROCHDALE

CNR SECURITIES, LLC

ROCHDALE SECURITIES LLC

Primary Firm SEC Registration

SANDRO WEALTH MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 8/1/2001

Series 65

Date: 3/25/1994

Series 57TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 87

Date: 11/30/2004

Series 55

Date: 3/26/2002

Series 7

Date: 2/23/1999

Series 24

Date: 10/25/1996

Current Firm

SANDRO WEALTH MANAGEMENT LLC

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SANDRO WEALTH MANAGEMENT LLC

TRUST BUT VERIFY

Similar Advisors