H Robert R. Menear
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
H Robert Roger Menear III, who also goes by H Robert R III Menear, H Robert Roger Menear III, Hrobert Roger Menear Iii, Roger Menear, was a registered financial professional .
H Robert is a previously registered financial professional and started their career in finance in 1989. H Robert had worked at 16 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 4, 2012 - November 14, 2023
CAPITAL ANALYSTS
June 1, 2012 - November 14, 2023
LINCOLN INVESTMENT
June 1, 2012 - November 14, 2023
LINCOLN INVESTMENT
April 19, 2012 - June 1, 2012
CINCINNATI ANALYSTS, INC.
January 3, 2012 - June 1, 2012
CINCINNATI ANALYSTS, INC.
March 30, 2011 - January 5, 2012
SIGNATOR INVESTORS, INC.
July 16, 2010 - January 5, 2012
SIGNATOR INVESTORS, INC.
January 20, 2010 - October 15, 2010
FIRSTMERIT ADVISORS, INC.
January 14, 2010 - July 15, 2010
FIRSTMERIT FINANCIAL SERVICES, INC
April 7, 2006 - January 22, 2010
INVEST FINANCIAL CORPORATION
July 1, 2005 - January 14, 2010
INVEST FINANCIAL CORPORATION
May 9, 2001 - July 1, 2005
FIRSTMERIT SECURITIES, INC.
October 12, 1999 - April 30, 2001
AMFIN INVESTMENT SERVICES, INC.
May 13, 1996 - December 31, 1998
CINCINNATI ANALYSTS, INC.
March 3, 1995 - April 9, 1996
KEY INVESTMENTS INC.
March 7, 1994 - March 3, 1995
SOCIETY INVESTMENTS, INC.
April 7, 1992 - March 4, 1994
CAL FED INVESTMENTS
December 12, 1990 - April 7, 1992
CITISTREET EQUITIES LLC
June 5, 1990 - November 5, 1990
SENTRA SECURITIES CORPORATION
January 12, 1990 - June 5, 1990
WESTERN FINANCIAL CORPORATION
January 24, 1989 - October 11, 1989
LEHMAN BROTHERS INC.
Primary Firm SEC Registration
CAPITAL ANALYSTS
CRD#: 162200 / SEC#: 801-74614
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CAPITAL ANALYSTS
CRD#: 162200 / SEC#: 801-74614
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 26,578 |
| AUM (Assets Under Management) | $ 8,713,202,466 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/28/2024 | ||
| 09/27/2023 | ||
| 03/29/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
