Amanda L. Goff
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Amanda Lilian Vera Goff, who also goes by Amanda Lilian Vera Williamson, was a registered financial professional .
Amanda is a previously registered financial professional and started their career in finance in 1994. Amanda had worked at 2 firms and has passed the Series 42 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 21, 1994 - October 9, 1997
INTERCAPITAL GOVERNMENT SECURITIES INC.
December 21, 1994 - October 9, 1997
EXCO RMJ INTERNATIONAL INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 42
Date: 1/10/1996
Registered Options Representative ExaminationCurrent Firm
INTERCAPITAL GOVERNMENT SECURITIES INC.
CRD#: 19710 / SEC#: , 8-38023
Contact information
Documents
Disclosures
| Regulatory Event | 2 |
Red Flags
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