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Ricardo A. Petrore

PNC WEALTH MANAGEMENT LLC

Johnstown, PA

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CRD#: 1910407

Professional summary

Ricardo Anthony Petrore is a registered financial advisor currently at PNC WEALTH MANAGEMENT LLC located in Johnstown, Pennsylvania.

Ricardo is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1989. Ricardo has worked at 11 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6, Series 51 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ricardo Anthony Petrore's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Ricardo Anthony Petrore's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 20, 2010 - Present

PNC WEALTH MANAGEMENT LLC

Office #2: Pittsburgh Main Pnc Investments 300 Fifth Avenue 26th Floor, Pittsburgh, PA, 15222

RIA

BD

CRD#: 129052

Johnstown, PA

Current

January 20, 2010 - Present

PNC WEALTH MANAGEMENT LLC

Office #1: Pittsburgh Main Pnc Investments 300 Fifth Avenue 26th Floor, Pittsburgh, PA, 15222

RIA

BD

CRD#: 129052

Pittsburgh, PA

Past

November 23, 2009 - January 4, 2010

WALNUT STREET SECURITIES, INC.

RIA

CRD#: 15840

JOHNSTOWN, PA

Past

November 23, 2009 - January 4, 2010

TOWER SQUARE SECURITIES, INC.

RIA

CRD#: 833

JOHNSTOWN, PA

Past

November 23, 2009 - January 4, 2010

NEW ENGLAND SECURITIES

RIA

CRD#: 615

JOHNSTOWN, PA

Past

November 23, 2009 - January 4, 2010

WALNUT STREET SECURITIES, INC.

BD

CRD#: 15840

JOHNSTOWN, PA

Past

November 23, 2009 - January 4, 2010

TOWER SQUARE SECURITIES, INC.

BD

CRD#: 833

JOHNSTOWN, PA

Past

November 23, 2009 - January 4, 2010

NEW ENGLAND SECURITIES

BD

CRD#: 615

JOHNSTOWN, PA

Past

April 9, 2009 - January 4, 2010

MSI FINANCIAL SERVICES, INC.

RIA

CRD#: 14251

JOHNSTOWN, PA

Past

January 29, 2009 - January 4, 2010

MSI FINANCIAL SERVICES, INC.

BD

CRD#: 14251

JOHNSTOWN, PA

Past

August 6, 2007 - May 2, 2008

THE HUNTINGTON INVESTMENT COMPANY

RIA

CRD#: 16986

MONROEVILLE, PA

Past

August 6, 2007 - May 2, 2008

THE HUNTINGTON INVESTMENT COMPANY

BD

CRD#: 16986

MONROEVILLE, PA

Past

April 8, 2003 - August 7, 2007

NATIONAL PLANNING CORPORATION

RIA

CRD#: 29604

HUBBARD, OH

Past

April 18, 2001 - August 7, 2007

NATIONAL PLANNING CORPORATION

BD

CRD#: 29604

HUBBARD, OH

Past

May 10, 2000 - April 25, 2001

CETERA INVESTMENT SERVICES LLC

BD

CRD#: 15340

ST. CLOUD, MN

Past

February 11, 1997 - May 10, 2000

GUARANTY BROKERAGE SERVICES, INC.

BD

CRD#: 23302

ST. CLOUD, MN

Past

July 27, 1993 - February 20, 1997

SAFEGUARD SECURITIES, INC.

BD

CRD#: 31256

MAYFIELD HEIGHTS, OH

Past

February 1, 1989 - September 10, 1991

MARKETING ONE SECURITIES, INC.

BD

CRD#: 16611

PORTLAND, OR

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PW

PNC WEALTH MANAGEMENT LLC

PNC INVESTMENTS | PNC WEALTH MANAGEMENT LLC | PNC WEALTH MANAGEMENT | PNC INVESTMENTS LLC

CRD#: 129052 / SEC#: 801-66195, 8-66195

RIA

Registered Investment Advisory firm - SEC (9/17/2003 Approved)

BD

Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

RR

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR

Pennsylvania
(1/20/2010)

IAR

Pennsylvania
(1/20/2010)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

RR

IAR

Series 66

Date: 4/4/2003

Uniform Combined State Law Examination

State Security Law Exam

RR

Series 63

Date: 3/10/1989

Uniform Securities Agent State Law Examination

General Industry/Product Exam

RR

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

RR

Series 7

Date: 4/26/1994

General Securities Representative Examination

General Industry/Product Exam

RR

Series 6

Date: 1/30/1989

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

RR

Series 51

Date: 1/15/2003

Municipal Fund Securities Principal Examination

Principal/Supervisory Exam

RR

Series 24

Date: 3/4/1996

General Securities Principal Examination

SRO Registrations

RR

FINRA

Current Firm

PW

PNC WEALTH MANAGEMENT LLC

PNC INVESTMENTS | PNC WEALTH MANAGEMENT LLC | PNC WEALTH MANAGEMENT | PNC INVESTMENTS LLC

CRD#: 129052 / SEC#: 801-66195, 8-66195

RIA

Registered Investment Advisory firm - SEC (9/17/2003 Approved)

BD

Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

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Contact information

Main Address

300 Fifth Avenue 26th Floor, Pittsburgh, PA 15222-2722

Mailing Address

1900 E. 9th Street 17th Floor, Cleveland, OH 44114

Phone number

(800) 762-6111

Established

Delaware since 09/17/2003

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Large

# of Employees

1,585

SEC notice filing (53 States and Territories)

FINRA licenses (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

PORTFOLIO SOLUTIONS (10/17/2025)

PNC DIRECTIONS (10/17/2025)

GUIDED SOLUTIONS (10/17/2025)

PORTFOLIO SOLUTIONS STRATEGIST (10/17/2025)

CAPITAL DIRECTIONS ANNUITIES (10/17/2025)

CAPITAL DIRECTIONS (10/17/2025)

Direct owners and executive officers

Name	Position	CRD#
PNC BANK, NATIONAL ASSOCIATION	PARENT
BARNHART, TODD MARTIN	BOARD OF MANAGERS	6166298
FLYNN, SEAN	CHIEF COMPLIANCE OFFICER & BOARD OF MANAGERS	2790159
GUERRINI, RICHARD ROBERT	PRESIDENT, CEO, BOARD OF MANAGERS	1990015
HOLODINSKI, JOHN PAUL	BOARD OF MANAGERS	2494707
MITCHELL, JESSICA	BOARD OF MANAGERS	6624246
RAMOS, REGIS RESENDE	CHIEF FINANCIAL OFFICER, PRINCIPAL FINANCIAL OFFICER, FINOP	5205169
RICHARDSON, MARGARET MARY	CHIEF OPERATING OFFICER/BOARD OF MANAGERS	6002933
RODGERS, STEPHANIE ELIZABETH	BOARD OF MANAGERS & SECRETARY	6004741
SANTILLO, ROBERT WILSON	BOARD OF MANAGERS	5379581
SCHAFER, DAVID JOSEPH	CHIEF OPERATIONS OFFICER, PRINCIPAL OPERATIONS OFFICER	1368781
THOMPSON, LEIGH CHASE	CHIEF LEGAL OFFICER	6534162
WEIDNER, KIMBERLY LYNN	CHIEF RISK OFFICER & BOARD OF MANAGERS	4080314

Regulatory assets under management

Total Number of Accounts	157,533
AUM (Assets Under Management)	$ 26,533,775,810

Disclosures

Regulatory Event	13
Arbitration	6

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/28/2024	Cover Page	Report
09/20/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PNC WEALTH MANAGEMENT LLC

CRD#: 129052Johnstown, PA

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