Gregg S. Schreiber
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gregg Scott Schreiber was a registered financial professional .
Gregg is a previously registered financial professional and started their career in finance in 1994. Gregg had worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 3 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 2, 2014 - April 9, 2015
QUANTITATIVE BROKERS, LLC
April 22, 2013 - March 14, 2014
BTIG, LLC
September 20, 2012 - April 19, 2013
BLUEFIN CAPITAL MANAGEMENT, LLC
September 18, 2012 - April 22, 2013
CCM SECURITIES, LLC
March 9, 2009 - August 29, 2012
NEWEDGE USA, LLC
June 7, 1994 - July 25, 2007
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
QUANTITATIVE BROKERS, LLC
CRD#: 169876 / SEC#: , 8-69396
Contact information
FINRA licenses (1 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
