John Henry
Professional summary
John Henry, who also goes by John W. Henry, John Weldon Henry, is a registered financial advisor currently at ASSETMARK, INC. located in Waterville, Ohio.
John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1989. John has worked at 5 firms and has passed the Series 65, Series 63, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view John Henry's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 2, 2026 - Present
ASSETMARK, INC.
August 1, 2014 - March 18, 2020
OBS FINANCIAL
February 25, 2008 - July 2, 2014
OBS BROKERAGE SERVICES, INC.
January 2, 1991 - August 23, 2006
CUNA BROKERAGE SERVICES, INC.
January 23, 1989 - December 31, 1990
CENTURY INVESTORS OF AMERICA, INC.
Primary Firm SEC Registration
ASSETMARK, INC.
CRD#: 109018 / SEC#: 801-56323
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(3/2/2026)
Exams
Current Firm
ASSETMARK, INC.
CRD#: 109018 / SEC#: 801-56323
Contact information
SEC notice filing (53 States and Territories)
Documents
Part 2 Brochures
Regulatory assets under management
| Total Number of Accounts | 410,749 |
| AUM (Assets Under Management) | $ 77,412,781,198 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/29/2025 | ||
| 12/19/2024 | ||
| 08/23/2024 | ||
| 12/06/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
